Compliance Manager Jobs in Hempstead, NY
- The New York County District Attorney's Office
- New York, NY (20 miles from Hempstead, NY)
- 8 hours ago
- New York, NY (20 miles from Hempstead, NY)
- 8 hours ago
Division/Unit: Executive Management Central Civil Service Title: Community Associate Position Title: EEO Compliance Coordinator Salary Range: $64,680 - $68,316 Job Description: The Manhattan...
In Person- TD Bank
- New York, NY (20 miles from Hempstead, NY)
- 9 hours ago
- New York, NY (20 miles from Hempstead, NY)
- 9 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $185,000 - $225,000 USD TD is committed to providing fair and equitable compensation...
In Person- Invesco
- New York City, NY (21 miles from Hempstead, NY)
- 16 hours ago
- New York City, NY (21 miles from Hempstead, NY)
- 16 hours ago
About the Role: The Compliance Manager as a key contributor within the Compliance Monitoring function, supporting the execution of the firm's risk-based compliance testing and surveillance activities...
Hybrid- Invesco Trimark
- New York, NY (20 miles from Hempstead, NY)
- 2 days ago
- New York, NY (20 miles from Hempstead, NY)
- 2 days ago
About the Role: The Compliance Manager as a key contributor within the Compliance Monitoring function, supporting the execution of the firms risk-based compliance testing and surveillance activities...
HybridTrade Compliance Coordinator II
- ITT
- Stamford, CT (23 miles from Hempstead, NY)
- 2 days ago
- Stamford, CT (23 miles from Hempstead, NY)
- 2 days ago
About ITT: ITT is a leading manufacturer of critical components for harsh environments that serves fast-growing end markets in flow, aerospace and defense, energy and transportation. Building on...
In PersonPortfolio & Trading Compliance Officer, Mercer Investments
- MarshMcLennan
- New York, NY (20 miles from Hempstead, NY)
- 4 days ago
- New York, NY (20 miles from Hempstead, NY)
- 4 days ago
Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of...
Hybrid- CONSTELLATION HEALTH SERVICES
- Syosset, NY (9 miles from Hempstead, NY)
- 5 days ago
- Syosset, NY (9 miles from Hempstead, NY)
- 5 days ago
Compliance Coordinator SYOSSET, NY 11791 Apply Compliance Coordinator Overview Description Job Description We are seeking a motivated intern to join our team. This role is ideal for someone who...
In PersonAudit Project Manager - Compliance
- US Bank
- New York, NY (20 miles from Hempstead, NY)
- 5 days ago
- New York, NY (20 miles from Hempstead, NY)
- 5 days ago
Coordinating audit activities by integrating other internal audit subject matter teams (Information Technology, Anti-Money Laundering, Compliance, Risk Management, Treasury, etc.) to ensure appropriate...
In PersonDirector, Compliance & Control Manager
- The Bank of New York Mellon
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
Director, Compliance & Control Manager At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the...
In PersonSenior Compliance Manager, DSM Infrastructure (FTC)
- London Stock Exchange Group
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
The Senior Compliance Manager will provide advice and guidance on the application of the rules and regulatory requirements that apply to the digital businesses that DSM Compliance supports....
In Person Part TimeCompliance Manager (Strategic Execution Lead)
- Coinbase Global
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of...
In PersonRegulatory Compliance Manager 2
- Northrop Grumman
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
- New York, NY (20 miles from Hempstead, NY)
- 6 days ago
Northrop Grumman Aeronautics Systems is seeking a Regulatory Compliance Manager 2 to lead a geographically dispersed team, provide technical expertise, government relations with DCMA and DCAA, and sector...
In PersonSenior Compliance Manager, Digital Markets Infrastructure
- London Stock Exchange Group Holdings Inc
- New York, NY (20 miles from Hempstead, NY)
- 7 days ago
- New York, NY (20 miles from Hempstead, NY)
- 7 days ago
The Senior Compliance Manager will provide advice and guidance on the application of the rules and regulatory requirements that apply to the digital businesses that DSM Compliance supports....
In Person Part Time- First Student Inc
- Mount Vernon, NY (17 miles from Hempstead, NY)
- 7 days ago
- Mount Vernon, NY (17 miles from Hempstead, NY)
- 7 days ago
At First Student, this role is a critical part of our safety, compliance, and operational infrastructure. The Driver Compliance Operations Specialist supports regulatory compliance, driver...
In PersonCompliance Officer CFTC Swap Dealer and SEC Security-Based Swap Dealer
- Cantor Commercial Real Estate
- New York, NY (20 miles from Hempstead, NY)
- 10 days ago
- New York, NY (20 miles from Hempstead, NY)
- 10 days ago
The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD)....
In PersonDemographic Data for Hempstead, NY
Moving to Hempstead, NY? Find some basic demographic data about Hempstead, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hempstead, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hempstead, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Public Accounting
- Tax Compliance
- Corporate Tax
- Corporate Development
- Stormwater Pollution Prevention Plan
- Mortgage Servicing
- BSA
- Know Your Customer
- Securities and Exchange Commission
- Derivatives
- OFAC
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Client Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Accounting
- Decision Making
- Implementation
- Interpersonal Skills
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Coaching
- Employee Development
- Filing
- Bachelor's Degree
- Microsoft Word
- Regulations
- Research Skills
- Computer Skills
- Problem Solving
- Microsoft Office
- Microsoft Excel
- Project Management
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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