Compliance Manager Jobs in Harrison, NY
- Betterment
- New York, NY (21 miles from Harrison, NY)
- 1 hour ago
- New York, NY (21 miles from Harrison, NY)
- 1 hour ago
Sr. Director, Compliance Betterment HQ - New York City About Betterment Betterment is a leading, technology-driven financial servicespany that offers investing and retirement solutions for retail...
In Person- Betterment
- New York, NY (21 miles from Harrison, NY)
- 1 hour ago
- New York, NY (21 miles from Harrison, NY)
- 1 hour ago
Manager, Compliance Betterment HQ - New York City About Betterment Betterment is a leading, technology-driven financial servicespany that offers investing and retirement solutions for retail...
In PersonAML / OFAC Compliance Officer / (Financial Security)
- CA CIB Americas
- New York, NY (21 miles from Harrison, NY)
- 3 hours ago
- New York, NY (21 miles from Harrison, NY)
- 3 hours ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonDerivatives Compliance Officer
- Citizens Bank
- New York, NY (21 miles from Harrison, NY)
- 6 hours ago
- New York, NY (21 miles from Harrison, NY)
- 6 hours ago
Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firms registered swap dealer activities and ensures adherence...
In PersonAML / OFAC Compliance Officer / (Financial Security)
- Credit Agricole
- New York, NY (21 miles from Harrison, NY)
- 8 hours ago
- New York, NY (21 miles from Harrison, NY)
- 8 hours ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonCompliance Manager - Compliance Monitoring and Programs
- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 9 hours ago
- New York, NY (21 miles from Harrison, NY)
- 9 hours ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
In PersonSenior Manager, Compliance M&A
- Stryker
- Mahwah, NJ (24 miles from Harrison, NY)
- 21 hours ago
- Mahwah, NJ (24 miles from Harrison, NY)
- 21 hours ago
Work Flexibility: Remote The Senior Compliance Mergers and Acquisitions (M&A) Manager is responsible for providing leadership of functional due diligence activities associated with business...
RemoteData Steward Compliance Director
- New York, NY (21 miles from Harrison, NY)
- 23 hours ago
- New York, NY (21 miles from Harrison, NY)
- 23 hours ago
Our client, a major bank in New York City, is looking for Compliance Data Steward, Director level. New York City Location. This is hybrid commute, 2/3 days per week in the office. ** Must be...
In Person- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
Manager, Compliance Risk Management & Program Operations (US) TD Bank 4.1 ( ) Multiple Locations (Remote) on company site Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in...
RemoteManager, Compliance Culture (US) Manager, Compliance Culture (US)
- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
Manager, Compliance Culture (US) TD Bank 4.1 ( ) Multiple Locations (Remote) on company site Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction...
Remote- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
Manager, Compliance Third-Party Risk Management (TPRM) (US) TD Bank 4.1 ( ) Multiple Locations (Remote) on company site Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in...
RemoteData Center Security Manager, Compliance Safety Risk Management (English)
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
Minimum Qualifications Bachelor's degree or equivalent practical experience. 5 years of experience in relevant industry sectors (e.g., Data Centers, Global Distribution Centers, etc.). Experience...
In PersonDirector, Business Compliance Officer - Wealth Compliance
- The Bank of New York Mellon
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
Director, Business Compliance Officer - Wealth Compliance At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services...
In PersonDirector - Compliance Control Management
- American Express
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
- New York, NY (21 miles from Harrison, NY)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
In PersonSenior Compliance Officer Regulatory Initiatives, Policies and Procedures
- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
In PersonDemographic Data for Harrison, NY
Moving to Harrison, NY? Find some basic demographic data about Harrison, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Harrison, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Harrison, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Management Reporting
- Mortgage Servicing
- Equities
- Know Your Customer
- Commercial Lending
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Financial Services
- Resolution
- Reimbursement
- Strategy Development
- Change Management
- Risk Management
- Retail
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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