Compliance Manager Jobs in Harrison, NY
Senior Compliance Officer Regulatory Initiatives, Policies and Procedures
- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 9 hours ago
- New York, NY (21 miles from Harrison, NY)
- 9 hours ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
In Person- PayJoy
- New York City, NY (23 miles from Harrison, NY)
- 11 hours ago
- New York City, NY (23 miles from Harrison, NY)
- 11 hours ago
Laws degree and Master s degree in commerce, Business Administration, Management, Law or related field. 10+ years of progressive compliance experience within fintech, financial services, payments, lending...
In Person- Bank of Montreal
- New York, NY (21 miles from Harrison, NY)
- 15 hours ago
- New York, NY (21 miles from Harrison, NY)
- 15 hours ago
Application Deadline: 02/20/2026 Address: 151 W 42nd Street Job Family Group: Audit, Risk & Compliance The Equities Compliance Vice President will assist in effective implementation, maintenance...
In Person- Betterment
- New York City, NY (23 miles from Harrison, NY)
- 21 hours ago
- New York City, NY (23 miles from Harrison, NY)
- 21 hours ago
About the role You are eager to join a dynamic team to help manage the compliance function at one of the most innovative registered investment advisers and broker-dealers. You're thorough, always...
In Person- Betterment
- New York City, NY (23 miles from Harrison, NY)
- 21 hours ago
- New York City, NY (23 miles from Harrison, NY)
- 21 hours ago
About the role You are eager to join a dynamic team to help run and enhance the compliance operations and marketing functions at one of the most innovative registered investment advisers and...
In PersonCompliance Reporting Manager (US) Compliance Reporting Manager (US)
- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
Compliance Reporting Manager (US) TD Bank 4.1 ( ) Multiple Locations on company site Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in overall job satisfaction 4.8/5 in...
In PersonDirector - Compliance Solutions
- Waystone
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
25%) REQUIREMENTS To perform this job successfully, an individual must be able to perform each essential duty satisfactorily. The requirements listed below are representative of the knowledge,...
In Person- Revolut Ltd
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
- New York, NY (21 miles from Harrison, NY)
- 2 days ago
About Revolut People deserve more from their money. More visibility, more control, and more freedom. Since 2015, Revolut has been on a mission to deliver just that. Our powerhouse of products -...
In PersonOperations and Compliance Director
- United Staffing Solutionshttps://www.unitedstaffingsolutions.net/wp-content/uploads/2020/03/uss-sq.pnghttp://www.unitedstaffingsolutions.nethttp://www.unitedstaffingsolutions.net
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
OPERATIONS & COMPLIANCE DIRECTOR - LAW FIRM United Staffing Solutions, a leader in the staffing industry is representing a well-established, law firm who specializes in personal injury cases that...
In PersonU.S. Federal & State Income Tax Compliance Director
- The Nielsen Company
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
Company Description At Nielsen, we are passionate about our work to power a better media future for all people by providing powerful insights that drive client decisions and deliver extraordinary...
In PersonDirector - Compliance: USIU AML Investigations
- American Express
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
Strong knowledge of global AML/CTF/ABC Regulations (BSA, US PATRIOT Act) Experience with direct people leadership and developing top talent....
In PersonManager-Compliance - AML Investigations
- American Express
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
- New York, NY (21 miles from Harrison, NY)
- 3 days ago
USIU plays a vital role in ensuring compliance with key regulations, including the Bank Secrecy Act (BSA) and the USA PATRIOT Act....
In PersonEthics & Compliance Director, Regulatory, Client Service & Third-Party
- McKinsey
- Darien, CT (14 miles from Harrison, NY)
- 3 days ago
- Darien, CT (14 miles from Harrison, NY)
- 3 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
In PersonManager, Compliance Third-Party Risk Management (TPRM) (US)
- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 4 days ago
- New York, NY (21 miles from Harrison, NY)
- 4 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $91,000 - $145,600 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonManager, Compliance Risk Management & Program Operations (US)
- TD Bank
- New York, NY (21 miles from Harrison, NY)
- 4 days ago
- New York, NY (21 miles from Harrison, NY)
- 4 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $91,000 - $145,600K USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonDemographic Data for Harrison, NY
Moving to Harrison, NY? Find some basic demographic data about Harrison, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Harrison, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Harrison, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Commercial Lending
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Financial Services
- Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Change Management
- Retail
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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