Compliance Manager Jobs in Halfmoon, NY
- The Research Foundation for SUNY
- Albany, NY (7 miles from Halfmoon, NY)
- 1 day ago
- Albany, NY (7 miles from Halfmoon, NY)
- 1 day ago
We are seeking a highly skilled and detail-oriented Research Compliance Manager to join our team....
In Person- IWG PLC
- Amsterdam, NY (19 miles from Halfmoon, NY)
- 5 days ago
- Amsterdam, NY (19 miles from Halfmoon, NY)
- 5 days ago
Hiring across the Netherlands Job Purpose As a KYC (Know Your Customer) Compliance Officer, you will be responsible for obtaining and reviewing identification and corporate ownership and control documentation...
HybridCompliance Officer - Wealth Management and Trust Testing
- Keybank National Association
- Albany, NY (7 miles from Halfmoon, NY)
- 15 days ago
- Albany, NY (7 miles from Halfmoon, NY)
- 15 days ago
Location: 4910 Tiedeman Road, Brooklyn Ohio About the Job As part of Key's second line of defense Compliance Risk Management function, the Risk Evaluation and Assurance Program (the "REA Program")...
RemoteCompliance Officer - Consumer Deposit
- Keybank National Association
- Albany, NY (7 miles from Halfmoon, NY)
- 16 days ago
- Albany, NY (7 miles from Halfmoon, NY)
- 16 days ago
Location: 4910 Tiedeman Road, Brooklyn Ohio JOB BRIEF The Compliance Officer will be a member of the Consumer Deposit Compliance team within Compliance Risk Management. The Compliance Officer will...
RemoteRegional Compliance Officer - Key Investment Services (KIS)
- Keybank National Association
- Albany, NY (7 miles from Halfmoon, NY)
- 19 days ago
- Albany, NY (7 miles from Halfmoon, NY)
- 19 days ago
Location: For Those Who Work At Home, Washington Job Summary The Compliance Officer plays a key role in ensuring Key Investment Services LLC meets regulatory and internal standards. The primary...
RemoteDemographic Data for Halfmoon, NY
Moving to Halfmoon, NY? Find some basic demographic data about Halfmoon, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Halfmoon, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Halfmoon, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Risk Analysis
- Financial Services
- Executive Management
- Resolution
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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