Compliance Manager Jobs in East Norwich, NY
Associate Director - Compliance Advisory-Swap Dealer
- New York, NY (24 miles from East Norwich, NY)
- 6 hours ago
- New York, NY (24 miles from East Norwich, NY)
- 6 hours ago
Job Description What is the Opportunity? This role provides proactive and direct support to Dodd-Frank and OTC Derivatives impacted businesses on a global basis to ensure compliance with rules and...
Compliance Director, TD Private Client Wealth (US)
- New York, NY (24 miles from East Norwich, NY)
- 8 hours ago
- New York, NY (24 miles from East Norwich, NY)
- 8 hours ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Manager - Compliance (B2B Payments)
- New York, NY (24 miles from East Norwich, NY)
- 9 hours ago
- New York, NY (24 miles from East Norwich, NY)
- 9 hours ago
Minimum Qualifications Minimum 3 - 5 years of experience in Compliance or related activities, preferably within the financial services and retail banking industry....
Senior Manager, Compliance Operations and ORM Programs (US)
- New York, NY (24 miles from East Norwich, NY)
- 1 day ago
- New York, NY (24 miles from East Norwich, NY)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $119,600 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Director, Compliance (Digital Assets Business)
- New York, NY (24 miles from East Norwich, NY)
- 2 days ago
- New York, NY (24 miles from East Norwich, NY)
- 2 days ago
As a leading global financial services company at the heart of the global financial system, we influence nearly 20% of the world's investible assets. Every day, our teams harness cutting-edge AI...
Director- Compliance, US Consumer Deposit
- New York, NY (24 miles from East Norwich, NY)
- 4 days ago
- New York, NY (24 miles from East Norwich, NY)
- 4 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Manager, U.S. Consumer Marketing Compliance - Line of Business Compliance Officer
- New York, NY (24 miles from East Norwich, NY)
- 5 days ago
- New York, NY (24 miles from East Norwich, NY)
- 5 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
Senior Manager - Compliance, U.S. Consumer
- New York, NY (24 miles from East Norwich, NY)
- 5 days ago
- New York, NY (24 miles from East Norwich, NY)
- 5 days ago
Certified Regulatory Compliance Manager (CRCM) or similar professional certification preferred....
Compliance & Reporting Manager
- New York, NY (24 miles from East Norwich, NY)
- 5 days ago
- New York, NY (24 miles from East Norwich, NY)
- 5 days ago
FLSA Classification: Exempt Salary Range: $140,000 - $160,000 plus bonus and incentive stock options Reports to: Vice President, People & Culture Location: Brooklyn, NY (Hybrid) About The Company:...
Regulatory Compliance Director
- New York, NY (24 miles from East Norwich, NY)
- 7 days ago
- New York, NY (24 miles from East Norwich, NY)
- 7 days ago
THE WORK: We are seeking an experienced and strategic Regulatory Compliance Director to join Ripple's growing Legal & Compliance team. This role will directly support the Senior Director,...
- New York, NY (24 miles from East Norwich, NY)
- 8 days ago
- New York, NY (24 miles from East Norwich, NY)
- 8 days ago
Maintaining regulatory change management, policies and procedures, training, and advisory matters for mortgage lending compliance....
Compliance Director, Commercial, Operations and Securities Testing (US)
- New York, NY (24 miles from East Norwich, NY)
- 8 days ago
- New York, NY (24 miles from East Norwich, NY)
- 8 days ago
Work Location: Charlotte, North Carolina, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Port Chester, NY (14 miles from East Norwich, NY)
- 8 days ago
- Port Chester, NY (14 miles from East Norwich, NY)
- 8 days ago
Compliance Manager Port Chester, NY - On-site Compensation: $110-125k base + bonus (depending on experience) Company offers: Growing fintech company, excellent benefits, strong position growth over...
Compliance Oversight Manager-EPOCH
- New York, NY (24 miles from East Norwich, NY)
- 8 days ago
- New York, NY (24 miles from East Norwich, NY)
- 8 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $86,840 - $139,360 USD TD is committed to providing fair and equitable compensation opportunities to all...
- Queens Village, NY (13 miles from East Norwich, NY)
- 11 days ago
- Queens Village, NY (13 miles from East Norwich, NY)
- 11 days ago
The New York City Department of Correction (DOC) is an integral part of the City's evolving criminal justice system, participating in reform initiatives and strategies aimed to move the City...
Demographic Data for East Norwich, NY
Moving to East Norwich, NY? Find some basic demographic data about East Norwich, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in East Norwich, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in East Norwich, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Equity Research
- Stormwater Pollution Prevention Plan
- Equities
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Internal Control
- Laboratory Information Management System
- Fixed Income
- Quality Systems
- Capital Markets
- USDA
- Environmental Compliance
- Securities and Exchange Commission
- Lending
- Anti-Money Laundering
- Financial Services
- Document Management
- Due Diligence
- FDA Regulations
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Written Communication
- Auditing
- Microsoft Outlook
- Policy Administration
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Reporting
- Investigation
- Interpersonal Skills
- Quality Assurance
- Policy Development
- Microsoft PowerPoint
- Filing
- Problem Solving
- Bachelor's Degree
- Regulations
- Microsoft Office
- Microsoft Excel
- Time Management
- Research Skills
- Microsoft Word
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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