Compliance Manager Jobs in Dobbs Ferry, NY
Regulatory Affairs Manager Diagnostic & Treatment Center
- Rockefeller University
- New York, NY (19 miles from Dobbs Ferry, NY)
- 4 hours ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 4 hours ago
Organization Overview The new Diagnostic and Treatment Center (D&TC) will be named the Rockefeller University Clinical Research Center (RCRC). The University remains committed to its mission of...
In PersonFinancial Crimes Compliance Officer
- Apollo
- New York, NY (19 miles from Dobbs Ferry, NY)
- 11 hours ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 11 hours ago
crime and reputational risks, including money laundering, terrorist financing, sanctions violations, fraud, bribery, and corruption risks, to ensure the Firm's compliance with applicable international Anti-Money...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Jersey City, NJ (22 miles from Dobbs Ferry, NY)
- 17 hours ago
- Jersey City, NJ (22 miles from Dobbs Ferry, NY)
- 17 hours ago
Job Description: Position Description: Responds to institutional brokerage business inquiries and data requests, interprets data analytics results, and collaborates with compliance teams to...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- New York, NY (19 miles from Dobbs Ferry, NY)
- 17 hours ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 17 hours ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- Patreon
- New York City, NY (21 miles from Dobbs Ferry, NY)
- 1 day ago
- New York City, NY (21 miles from Dobbs Ferry, NY)
- 1 day ago
We focus on anti-money laundering, sanctions compliance, and financial crime risk management across our global operations....
Hybrid- IMC
- Newark, NJ (24 miles from Dobbs Ferry, NY)
- 1 day ago
- Newark, NJ (24 miles from Dobbs Ferry, NY)
- 1 day ago
Essential Duties: Conduct new driver orientation classes (explanation of pay, fuel card, gate card and terminal facilities) Process qualified Owner Operators and Company Drivers in Tenstreet...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Jersey City, NJ (22 miles from Dobbs Ferry, NY)
- 1 day ago
- Jersey City, NJ (22 miles from Dobbs Ferry, NY)
- 1 day ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In Person- Fuji film Diosynth BioTechnologies
- Valhalla, NY (6 miles from Dobbs Ferry, NY)
- 2 days ago
- Valhalla, NY (6 miles from Dobbs Ferry, NY)
- 2 days ago
Conduct healthcare, anti-corruption, antitrust and anti-money laundering compliance policy, and procedure assessment....
Remote- Synchrony Bank
- Stamford, CT (17 miles from Dobbs Ferry, NY)
- 3 days ago
- Stamford, CT (17 miles from Dobbs Ferry, NY)
- 3 days ago
Role Summary/Purpose: The AVP, Compliance Manager provides Compliance oversight and effective challenge across multiple L3's with a focus on Credit & Fraud customer facing processes....
RemoteSenior Compliance Officer, Control Room, Compliance
- TD Bank
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
In PersonSenior Compliance Manager, Fintech Banking Products New York, NY, USA
- Toast
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
Senior Compliance Manager, Fintech Banking Products Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage...
HybridCompliance Manager and Deputy BSA/AML Officer New York, NY, USA
- Coinbase Global
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
Compliance Manager and Deputy BSA/AML Officer Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world....
In PersonDirector, Compliance Monitoring and Oversight
- Airwallex
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
About Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over...
In PersonGeneral Compliance Manager - Trade Survilience Jersey City, NJ, USA
- Moomoo US
- Jersey City, NJ (22 miles from Dobbs Ferry, NY)
- 3 days ago
- Jersey City, NJ (22 miles from Dobbs Ferry, NY)
- 3 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable...
In PersonSenior Lead Compliance Officer - Prime brokerage Compliance Executive Director
- Wells Fargo
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
- New York, NY (19 miles from Dobbs Ferry, NY)
- 3 days ago
Knowledge of rules and regulations applicable to short sales, securities lending, portfolio margining, listed options position limits, Large Options Position Reporting, electronic blue sheets, Regulation...
In PersonDemographic Data for Dobbs Ferry, NY
Moving to Dobbs Ferry, NY? Find some basic demographic data about Dobbs Ferry, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Dobbs Ferry, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Dobbs Ferry, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Consumer Lending
- Commercial Lending
- Mortgage Servicing
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Collaboration
- Investigation
- Policy Administration
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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