Compliance Manager Jobs in Bardonia, NY
- New York, NY (23 miles from Bardonia, NY)
- 3 hours ago
- New York, NY (23 miles from Bardonia, NY)
- 3 hours ago
Were seeking a skilled Legal Compliance Manager to lead and strengthen our compliance infrastructure as we scale....
- New York, NY (23 miles from Bardonia, NY)
- 16 hours ago
- New York, NY (23 miles from Bardonia, NY)
- 16 hours ago
FINANCIAL SERVICES REGULATORY COMPLIANCE DIRECTOR/PARTNER CFE, CPA OR JD WITH AT LEAST 10 YEARS EXP (SOME OF WHICH MUST HAVE BEEN WITH A GOVERNMENT AGENCY OR REGULATOR) $175,000 - $300,000 + Bonus...
- New York, NY (23 miles from Bardonia, NY)
- 17 hours ago
- New York, NY (23 miles from Bardonia, NY)
- 17 hours ago
.*** The Grants and Compliance Manager for the IRC in New York and New Jersey will maintain a diverse portfolio of grants for New York and New Jersey offices managing activities for post-award grant...
Compliance Director, TD Private Client Wealth (US)
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $200,000 - $280,000 USD TD is committed to providing fair and equitable compensation opportunities to all...
Compliance Manager, Multifamily
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
Compliance Manager, Multifamily Job Description Summary The Compliance Manager is responsible for auditing properties to ensure project based HUD Section 8 Subsidized Housing compliance....
VP, Investment Compliance Manager
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
About Our Company Aflac Asset Management, LLC, (d.b.a. Aflac Global Investments) is a wholly owned subsidiary of Aflac Incorporated (Aflac). Aflac Global Investments (GI) located in New York's...
Manager, Compliance Product Management
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
- New York, NY (23 miles from Bardonia, NY)
- 1 day ago
Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth Management, Capital Markets, Futures and...
Finance and Compliance Manager (Grants Finance/Accounting/Non-supervisory)-Hybrid Schedule
- New York, NY (23 miles from Bardonia, NY)
- 2 days ago
- New York, NY (23 miles from Bardonia, NY)
- 2 days ago
Position Summary Reporting to the Senior Finance and Compliance Manager, the Finance and Compliance Manager is responsible for assisting the Sponsored Projects Finance Team with the financial administration...
Chief Compliance Officer - Investment Company
- New York, NY (23 miles from Bardonia, NY)
- 3 days ago
- New York, NY (23 miles from Bardonia, NY)
- 3 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY (23 miles from Bardonia, NY)
- 3 days ago
- New York, NY (23 miles from Bardonia, NY)
- 3 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
Executive Director, Swap Dealer Compliance Officer
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
IT Manager, Compliance Product Management
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
VP, Frameworks Compliance Officer
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
- New York, NY (23 miles from Bardonia, NY)
- 4 days ago
Frameworks Compliance Officer, VP Morgan Stanley is seeking a Compliance Officer to join the Swap Dealer Compliance group (the Group) in its Global Compliance Department. The Group is responsible...
Legal and Compliance Manager(food & Beverage)
- New York, NY (23 miles from Bardonia, NY)
- 5 days ago
- New York, NY (23 miles from Bardonia, NY)
- 5 days ago
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
- New York, NY (23 miles from Bardonia, NY)
- 5 days ago
- New York, NY (23 miles from Bardonia, NY)
- 5 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Demographic Data for Bardonia, NY
Moving to Bardonia, NY? Find some basic demographic data about Bardonia, NY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Bardonia, NY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Bardonia, NY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Equities
- 21 CFR 820
- Private Banking
- Institutional Review Board
- Know Your Customer
- BSA
- OFAC
- Fixed Income
- USDA
- Internal Control
- Wealth Management
- Capital Markets
- Securities and Exchange Commission
- Lending
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Complaint Resolution
- Resolution
- Strategy Development
- Risk Management
- Decision Making
- Finance
- Implementation
- Written Communication
- Auditing
- Verbal Communication
- Microsoft Outlook
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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