Compliance Manager Jobs in Upper Saddle River, NJ
Portfolio & Trading Compliance Officer, Mercer Investments
- Marsh McLennan
- New York, NY (21 miles from Upper Saddle River, NJ)
- 21 hours ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 21 hours ago
Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of...
HybridControl Room - Compliance Officer - Compliance - New York, New York, United States
- Societe Generale
- New York, NY (21 miles from Upper Saddle River, NJ)
- 21 hours ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 21 hours ago
Responsibilities The AMER Control Room is a crossline of the business Compliance function that is primarily responsible for providing advice and guidance with respect to policies and procedures...
In PersonAssociate Director, Compliance Strategy & Operations
- Korn Ferry
- Jersey City, NJ (21 miles from Upper Saddle River, NJ)
- 21 hours ago
- Jersey City, NJ (21 miles from Upper Saddle River, NJ)
- 21 hours ago
Associate Director, Compliance Strategy, Operations & Transformation Overview The Associate Director of Compliance Strategy, Operations & Transformation will play a critical role in driving both...
HybridPolicy & Procedure Compliance Officer - Compliance - New York, New York, United States
- Societe Generale
- New York, NY (21 miles from Upper Saddle River, NJ)
- 21 hours ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 21 hours ago
The department oversees compliance with external and internal rules that govern our banking and financial activities including Know Your Customer, anti-money laundering, anti-terrorism financing, sanctions...
In PersonSenior FCRM Compliance Officer - Prime Brokerage Oversight
- TD Bank
- New York, NY (21 miles from Upper Saddle River, NJ)
- 1 day ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 1 day ago
Strong subject matter knowledge of compliance risks and controls for a financial institution; focus on Anti-Money Laundering compliance....
In PersonSenior CIB Financial Crime Risk Compliance Officer
- TD Bank
- New York, NY (21 miles from Upper Saddle River, NJ)
- 1 day ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 1 day ago
Strong subject matter knowledge of compliance risks and controls for a financial institution; focus on Anti-Money Laundering compliance....
In PersonDirector - Compliance Director of Scenario Development
- American Express
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight and control solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- Hackensack, NJ (11 miles from Upper Saddle River, NJ)
- 2 days ago
- Hackensack, NJ (11 miles from Upper Saddle River, NJ)
- 2 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In PersonSenior Manager, Compliance Testing - Wealth Compliance
- TD Bank
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $115,440 - $186,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonManager, Compliance Privacy Advisor
- Capital One
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
Manager) certification At this time, Capital One will not sponsor a new applicant for employment authorization for this position....
In Person- Baldor Specialty Foods
- Bronx, NY (18 miles from Upper Saddle River, NJ)
- 2 days ago
- Bronx, NY (18 miles from Upper Saddle River, NJ)
- 2 days ago
Overview: The HR Compliance Director is responsible for ensuring organizational compliance with all federal, state, and local employment laws and regulations while maintaining best practices in...
Hybrid- CUNY City University of New York - System
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
University Financial Aid Compliance Manager, Office of Student Financial Assistance POSITION DETAILS The Office of Student Financial Assistance (OSFA) at The City University of New York (CUNY), located...
HybridCompliance Manager, Connected Living New York, NY, USA
- Assurant
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
Compliance Manager, Connected LivingThe Manager, Connected Living Compliance, serves as a trusted partner to the Ethics & Compliance organization....
RemoteSenior Compliance Officer - Monitoring and Testing New York, NY, USA
- TD Bank Group
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
Senior Compliance Officer - Monitoring and TestingWork Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is...
In PersonCompliance Officer - Fixed Income Sales & Trading - Credit - Vice President
- Deutsche Bank
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
Compliance Officer - Fixed Income Sales & Trading - Credit - Vice President Job ID:R0341784 Full/Part-Time: Full-time Regular/Temporary: Regular Listed: 2026-01-21 Location: New York
In PersonDemographic Data for Upper Saddle River, NJ
Moving to Upper Saddle River, NJ? Find some basic demographic data about Upper Saddle River, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Upper Saddle River, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Upper Saddle River, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Derivatives
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Financial Services
- Resolution
- Cash Management
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Project Management
- Computer Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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