Compliance Manager Jobs in Upper Saddle River, NJ
AVP, Audit Manager - Compliance
- Synchrony Financial
- New York, NY (21 miles from Upper Saddle River, NJ)
- 20 hours ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 20 hours ago
Key Responsibilities: Understanding of regulatory financial industry related guidance and regulations for AML/BSA, and other consumer bank regulations such as TILA, UDAAP, ECOA/Fair Lending, TISA, Reg...
In Person- Jane Street
- New York City, NY (23 miles from Upper Saddle River, NJ)
- 1 day ago
- New York City, NY (23 miles from Upper Saddle River, NJ)
- 1 day ago
About the Position We are seeking a Compliance Coordinator to provide critical administrative support to our fast-paced and growing Legal and Compliance team. In this role, you will help manage...
In PersonManager, Compliance - PGIM Public and Private Fixed Income (Hybrid)
- Prudential
- Newark, NJ (21 miles from Upper Saddle River, NJ)
- 1 day ago
- Newark, NJ (21 miles from Upper Saddle River, NJ)
- 1 day ago
The Compliance Manager role supports the Fixed Income Trading, Private Credit, Securities Lending, Special Situations (i.e., workouts), and Asset Backed Financing investment teams....
Hybrid Part TimeHealthcare Director of Compliance
- WMCHealth
- Valhalla, NY (16 miles from Upper Saddle River, NJ)
- 1 day ago
- Valhalla, NY (16 miles from Upper Saddle River, NJ)
- 1 day ago
Job Summary : The Director of Compliance reports to the VP, Compliance in the implementation and evaluation of Westchester Medical Center Health Network Compliance Program, specifically the WMC...
In PersonCompliance Officer, Registrations
- BMO (Bank of Montreal)
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 2 days ago
Application Deadline: 03/27/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance Officer supports the implementation, maintenance, and administration of the...
In PersonLegal Compliance Manager (Corporate)
- Fuji film Diosynth BioTechnologies
- Valhalla, NY (16 miles from Upper Saddle River, NJ)
- 2 days ago
- Valhalla, NY (16 miles from Upper Saddle River, NJ)
- 2 days ago
Conduct healthcare, anti-corruption, antitrust and anti-money laundering compliance policy, and procedure assessment....
RemoteRegistered Funds Compliance Officer - Global Wealth
- Apollo Global Management
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
The compliance officer will be responsible for providing compliance advice and support for Apollo's direct lending platform, which includes registered investment companies, business development companies...
In PersonTrade Compliance Manager Export
- Lufthansa
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
Tasks As the Trade Compliance Manager Export, you will take on a diverse set of responsibilities, such as: Advise all LTCS business units of possible impact of envisaged business transactions regarding...
In Person- City National Bank
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
RemoteVice President, AML Compliance Officer
- Wedbush
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 3 days ago
The Vice President, AML Compliance Officer is responsible for developing, implementing, administering, and maintaining all aspects of the BSA/AML Compliance Program....
In PersonCompliance Director - Corporate & Investment Banking
- Wells Fargo
- New York, NY (21 miles from Upper Saddle River, NJ)
- 4 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 4 days ago
About this role: Wells Fargo is seeking a Compliance Director. This role will report to the head of Corporate & Investment Banking (CIB) Markets Compliance and will manage a team providing...
In PersonSenior Compliance Manager, Fintech Banking Products
- Toast
- New York, NY (21 miles from Upper Saddle River, NJ)
- 4 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 4 days ago
Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage customers, and keep employees happy. The Toast...
Hybrid- PayJoy
- New York, NY (21 miles from Upper Saddle River, NJ)
- 4 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 4 days ago
Laws degree and Master 's degree in commerce, Business Administration, Management, Law or related field. 10+ years of progressive compliance experience within fintech, financial services, payments, lending...
In PersonRegulatory and Compliance Director
- Notabene
- New York, NY (21 miles from Upper Saddle River, NJ)
- 6 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 6 days ago
Regulatory and Compliance Director Location: Remote | US, UK, EU About Notabene Notabene is the trust layer for global money movement. We power the largest Travel Rule-compliant network of...
RemoteSocial Care Compliance Coordinator
- The Educational Alliance Inc.
- New York, NY (21 miles from Upper Saddle River, NJ)
- 7 days ago
- New York, NY (21 miles from Upper Saddle River, NJ)
- 7 days ago
Educational Alliance (EA), one of New York City’s original settlement houses, was founded in 1889 to offer educational, social, and cultural services to Jewish immigrants arriving to the Lower...
In PersonDemographic Data for Upper Saddle River, NJ
Moving to Upper Saddle River, NJ? Find some basic demographic data about Upper Saddle River, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Upper Saddle River, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Upper Saddle River, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Corporate Tax
- Tax Compliance
- Commercial Lending
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- Securities and Exchange Commission
- OFAC
- Wealth Management
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Risk Analysis
- Financial Services
- Due Diligence
- Client Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Accounting
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Employee Development
- Filing
- Bachelor's Degree
- Education Experience
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills