Compliance Manager Jobs in Upper Montclair, NJ
Portfolio & Trading Compliance Officer, Mercer Investments
- MarshMcLennan
- New York, NY (12 miles from Upper Montclair, NJ)
- 13 hours ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 13 hours ago
Company: Mercer Description: We are seeking a talented individual to join our Compliance team at Mercer. This role will be based in New York. This is a hybrid role that has a requirement of...
Hybrid- DLA Piper
- Short Hills, NJ (10 miles from Upper Montclair, NJ)
- 19 hours ago
- Short Hills, NJ (10 miles from Upper Montclair, NJ)
- 19 hours ago
DLA Piper is, at its core, bold, exceptional, collaborative and supportive. Our people are the backbone, heart and soul of our firm. Wherever you are in your professional journey, DLA Piper is a...
HybridAudit Project Manager - Compliance
- US Bank
- New York, NY (12 miles from Upper Montclair, NJ)
- 1 day ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 1 day ago
Coordinating audit activities by integrating other internal audit subject matter teams (Information Technology, Anti-Money Laundering, Compliance, Risk Management, Treasury, etc.) to ensure appropriate...
In PersonDirector, Compliance & Control Manager
- The Bank of New York Mellon
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
Director, Compliance & Control Manager At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services company at the...
In PersonSenior Compliance Manager, DSM Infrastructure (FTC)
- London Stock Exchange Group
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
The Senior Compliance Manager will provide advice and guidance on the application of the rules and regulatory requirements that apply to the digital businesses that DSM Compliance supports....
In Person Part TimeCompliance Manager (Strategic Execution Lead)
- Coinbase Global
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world. It's a massive, ambitious opportunity that demands the best of...
In PersonRegulatory Compliance Manager 2
- Northrop Grumman
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
Northrop Grumman Aeronautics Systems is seeking a Regulatory Compliance Manager 2 to lead a geographically dispersed team, provide technical expertise, government relations with DCMA and DCAA, and sector...
In PersonSenior Manager, Compliance Testing - Wealth Compliance
- TD Bank
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 2 days ago
Work Location: Mount Laurel, New Jersey, United States of America Hours: 40 Pay Details: $115,440 - $186,160 USD TD is committed to providing fair and equitable compensation opportunities to all...
In Person- Compass Group
- Harrison, NJ (7 miles from Upper Montclair, NJ)
- 3 days ago
- Harrison, NJ (7 miles from Upper Montclair, NJ)
- 3 days ago
Position Title: Alcohol Compliance Supervisor Pay Range : $20.00 per hour to $21.50 per hour We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000 and search...
In PersonSenior Compliance Manager, Digital Markets Infrastructure
- London Stock Exchange Group Holdings Inc
- New York, NY (12 miles from Upper Montclair, NJ)
- 3 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 3 days ago
The Senior Compliance Manager will provide advice and guidance on the application of the rules and regulatory requirements that apply to the digital businesses that DSM Compliance supports....
In Person Part Time- First Student Inc
- Mount Vernon, NY (19 miles from Upper Montclair, NJ)
- 3 days ago
- Mount Vernon, NY (19 miles from Upper Montclair, NJ)
- 3 days ago
At First Student, this role is a critical part of our safety, compliance, and operational infrastructure. The Driver Compliance Operations Specialist supports regulatory compliance, driver...
In PersonMaintenance and Compliance Coordinator (Multiple Locations)
- Jamaica, NY (23 miles from Upper Montclair, NJ)
- 5 days ago
- Jamaica, NY (23 miles from Upper Montclair, NJ)
- 5 days ago
We are a growing New York City property management company looking for a reliable Maintenance and Compliance Coordinator to join our team. Youll oversee building supers, handle maintenance...
In PersonCompliance Officer CFTC Swap Dealer and SEC Security-Based Swap Dealer
- Cantor Commercial Real Estate
- New York, NY (12 miles from Upper Montclair, NJ)
- 6 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 6 days ago
The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD)....
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Jersey City, NJ (10 miles from Upper Montclair, NJ)
- 7 days ago
- Jersey City, NJ (10 miles from Upper Montclair, NJ)
- 7 days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonManager - Compliance Risk Assessment Program
- American Express
- New York, NY (12 miles from Upper Montclair, NJ)
- 7 days ago
- New York, NY (12 miles from Upper Montclair, NJ)
- 7 days ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
In PersonDemographic Data for Upper Montclair, NJ
Moving to Upper Montclair, NJ? Find some basic demographic data about Upper Montclair, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Upper Montclair, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Upper Montclair, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Public Accounting
- Tax Compliance
- Corporate Tax
- Corporate Development
- Commercial Lending
- Mortgage Servicing
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- Securities and Exchange Commission
- Derivatives
- OFAC
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Client Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Accounting
- Auditing
- Decision Making
- Implementation
- Reporting
- Verbal Communication
- Investigation
- Interpersonal Skills
- Documentation
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Coaching
- Employee Development
- Filing
- Bachelor's Degree
- Regulations
- Research Skills
- Computer Skills
- Problem Solving
- Microsoft Office
- Microsoft Excel
- Project Management
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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