Compliance Manager Jobs in Union, NJ
Compliance Officer CFTC Swap Dealer and SEC Security-Based Swap Dealer
- Cantor Commercial Real Estate
- New York, NY (14 miles from Union, NJ)
- 3 hours ago
- New York, NY (14 miles from Union, NJ)
- 3 hours ago
The Compliance Officer will play a pivotal role in enhancing and maintaining the compliance programs for our CFTC-registered Swap Dealer (SD) and SEC-registered Security-Based Swap Dealer (SBSD)....
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Jersey City, NJ (10 miles from Union, NJ)
- 1 day ago
- Jersey City, NJ (10 miles from Union, NJ)
- 1 day ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonManager - Compliance Risk Assessment Program
- American Express
- New York, NY (14 miles from Union, NJ)
- 1 day ago
- New York, NY (14 miles from Union, NJ)
- 1 day ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
In Person- Jane Street
- New York, NY (14 miles from Union, NJ)
- 2 days ago
- New York, NY (14 miles from Union, NJ)
- 2 days ago
About the Position We are seeking a Compliance Coordinator to provide critical administrative support to our fast-paced and growing Legal and Compliance team. In this role, you will help manage...
In PersonSenior Regulatory Affairs Manager
- Panther Life Sciences
- New York, NY (14 miles from Union, NJ)
- 2 days ago
- New York, NY (14 miles from Union, NJ)
- 2 days ago
About Panther: Panther is unlocking the tremendous biological powers of our skin to deliver a wide range of shelf-stable treatments. Panther's precisely engineered microarray patches (MAPs) are...
In PersonAVP, Audit Manager - Compliance
- Synchrony Financial
- New York, NY (14 miles from Union, NJ)
- 3 days ago
- New York, NY (14 miles from Union, NJ)
- 3 days ago
Key Responsibilities: Understanding of regulatory financial industry related guidance and regulations for AML/BSA, and other consumer bank regulations such as TILA, UDAAP, ECOA/Fair Lending, TISA, Reg...
In PersonManager, Compliance - PGIM Public and Private Fixed Income (Hybrid)
- Prudential
- Newark, NJ (5 miles from Union, NJ)
- 3 days ago
- Newark, NJ (5 miles from Union, NJ)
- 3 days ago
The Compliance Manager role supports the Fixed Income Trading, Private Credit, Securities Lending, Special Situations (i.e., workouts), and Asset Backed Financing investment teams....
Hybrid Part TimeCompliance Officer, Registrations
- BMO (Bank of Montreal)
- New York, NY (14 miles from Union, NJ)
- 4 days ago
- New York, NY (14 miles from Union, NJ)
- 4 days ago
Application Deadline: 03/27/2026 Address: 320 S Canal Street Job Family Group: Audit, Risk & Compliance The Compliance Officer supports the implementation, maintenance, and administration of the...
In PersonRegistered Funds Compliance Officer - Global Wealth
- Apollo Global Management
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
The compliance officer will be responsible for providing compliance advice and support for Apollo's direct lending platform, which includes registered investment companies, business development companies...
In PersonTrade Compliance Manager Export
- Lufthansa
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
Tasks As the Trade Compliance Manager Export, you will take on a diverse set of responsibilities, such as: Advise all LTCS business units of possible impact of envisaged business transactions regarding...
In Person- City National Bank
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
Works with Senior Compliance Officer, Compliance Manager to maintain audit tracking logs and other tracking reports as deemed necessary....
RemoteVice President, AML Compliance Officer
- Wedbush
- New York, NY (14 miles from Union, NJ)
- 5 days ago
- New York, NY (14 miles from Union, NJ)
- 5 days ago
The Vice President, AML Compliance Officer is responsible for developing, implementing, administering, and maintaining all aspects of the BSA/AML Compliance Program....
In PersonSenior Compliance Manager, Fintech Banking Products
- Toast
- New York, NY (14 miles from Union, NJ)
- 7 days ago
- New York, NY (14 miles from Union, NJ)
- 7 days ago
Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage customers, and keep employees happy. The Toast...
Hybrid- PayJoy
- New York, NY (14 miles from Union, NJ)
- 7 days ago
- New York, NY (14 miles from Union, NJ)
- 7 days ago
Laws degree and Master 's degree in commerce, Business Administration, Management, Law or related field. 10+ years of progressive compliance experience within fintech, financial services, payments, lending...
In PersonRegulatory and Compliance Director
- Notabene
- New York, NY (14 miles from Union, NJ)
- 9 days ago
- New York, NY (14 miles from Union, NJ)
- 9 days ago
Regulatory and Compliance Director Location: Remote | US, UK, EU About Notabene Notabene is the trust layer for global money movement. We power the largest Travel Rule-compliant network of...
RemoteDemographic Data for Union, NJ
Moving to Union, NJ? Find some basic demographic data about Union, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Union, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Union, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Tax Compliance
- Corporate Tax
- Commercial Lending
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- Ecology
- Securities and Exchange Commission
- OFAC
- Valuation
- Wealth Management
- Environmental Compliance
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Services
- Due Diligence
- Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Decision Making
- Accounting
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Employee Development
- Filing
- Bachelor's Degree
- Microsoft Word
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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