Compliance Manager Jobs in Springfield, NJ
Business Unit Compliance Officer
- Valley National Bancorp
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
Responsibilities include but are not limited to: Design and execute on comprehensive control and testing framework pursuant to SEC Rule 206(4)-7; assist with testing framework pursuant to FINRA...
In Person- Insight Global
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
S. banking regulations (e. g., BSA/AML, UDAAP, Reg E, Reg Z, Fair Lending, Privacy) -Strong background in Excel and Microsoft suite...
In Person- Rutgers University
- Piscataway, NJ (12 miles from Springfield, NJ)
- 2 days ago
- Piscataway, NJ (12 miles from Springfield, NJ)
- 2 days ago
Position Details Position Information Recruitment/Posting Title Senior Compliance Coordinator Job Category URA-AFT Administrative Department UFA FINA - Financial Aid Overview University Enrollment...
In PersonRegulatory Compliance Coordinator
- ADP
- Florham Park, NJ (6 miles from Springfield, NJ)
- 3 days ago
- Florham Park, NJ (6 miles from Springfield, NJ)
- 3 days ago
Overview: The Compliance Administrator will support the onboarding and registration process for new representatives and employees joining the broker-dealer. This individual will ensure all new...
In PersonQA Regulatory Compliance Manager (WA-11141)
- Hansen Agri-PLACEMENT
- New York, NY (17 miles from Springfield, NJ)
- 3 days ago
- New York, NY (17 miles from Springfield, NJ)
- 3 days ago
QA Regulatory Compliance Manager (WA-11141) Follow Company More Jobs from Hansen......
In Person- Acrisure
- New York, NY (17 miles from Springfield, NJ)
- 5 days ago
- New York, NY (17 miles from Springfield, NJ)
- 5 days ago
Job Description About Acrisure Acrisure is a global Fintech leader that combines the best of humans and high tech to offer multiple financial products and services to millions of businesses and...
In PersonVice President - Senior Swap Dealer Compliance Officer
- BNP Paribas
- Jersey City, NJ (13 miles from Springfield, NJ)
- 5 days ago
- Jersey City, NJ (13 miles from Springfield, NJ)
- 5 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
In PersonConsumer Product Compliance Manager
- American Express
- New York, NY (17 miles from Springfield, NJ)
- 6 days ago
- New York, NY (17 miles from Springfield, NJ)
- 6 days ago
Our US Consumer Services team is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes...
In PersonInformation Security Audit and Compliance Manager
- Fiserv, Inc.
- Berkeley Heights, NJ (5 miles from Springfield, NJ)
- 6 days ago
- Berkeley Heights, NJ (5 miles from Springfield, NJ)
- 6 days ago
Job Title Information Security Audit and Compliance Manager What does a successful Information Security Audit and Compliance Manager do at Fiserv?...
In PersonAML / OFAC Compliance Officer / (Financial Security) New York, NY, USA
- Credit Agricole CIB
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonU.S. Tax Compliance Director U.S. Tax Compliance Director
- Morgan Stanley
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
U.S. Tax Compliance Director Morgan Stanley 3.1 ( ) New York, NY Why you should apply for a job to Morgan Stanley : Our best-in-class Return to Work program is an excellent opportunity to...
In PersonCompliance Officer New York, NY, USA
- Topstep
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
laundering ("AML"), know-your-customer ("KYC"), NFA and CFTC compliance, fraud prevention, payment processing compliance, and compliance with FTC regulations and consumer protection standards....
RemoteAML / OFAC Compliance Officer / Advisory (Financial Security)
- Credit Agricole
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
- New York, NY (17 miles from Springfield, NJ)
- 7 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonManager, Compliance Change Management
- TD Bank
- New York, NY (17 miles from Springfield, NJ)
- 8 days ago
- New York, NY (17 miles from Springfield, NJ)
- 8 days ago
Work Location: New York, New York, United States of America Hours: 40 Pay Details: $91,000 - $145,600 USD TD is committed to providing fair and equitable compensation opportunities to all...
In PersonAdvisory Compliance Officer, RBC Capital Markets LLC, New York, NY
- RBC Royal Bank
- New York, NY (17 miles from Springfield, NJ)
- 8 days ago
- New York, NY (17 miles from Springfield, NJ)
- 8 days ago
Job Description Advisory Compliance Officer, RBC Capital Markets LLC, New York, NY: The Advisory Compliance Officer will provide key compliance guidance, support, and oversight to the Rates,...
In PersonDemographic Data for Springfield, NJ
Moving to Springfield, NJ? Find some basic demographic data about Springfield, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Springfield, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Springfield, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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