Compliance Manager Jobs in Springfield, NJ
Chief Compliance Officer - Investment Company
- New York, NY (17 miles from Springfield, NJ)
- 17 hours ago
- New York, NY (17 miles from Springfield, NJ)
- 17 hours ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Senior Compliance Officer - Monitoring and Testing, TD Securities (US)
- New York, NY (17 miles from Springfield, NJ)
- 1 day ago
- New York, NY (17 miles from Springfield, NJ)
- 1 day ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
VP, Investment Compliance Manager
- New York City, NY (16 miles from Springfield, NJ)
- 1 day ago
- New York City, NY (16 miles from Springfield, NJ)
- 1 day ago
About Our Company Aflac Asset Management, LLC, (d.b.a. Aflac Global Investments) is a wholly owned subsidiary of Aflac Incorporated (Aflac). Aflac Global Investments (GI) located in New Yorks...
Executive Director, Swap Dealer Compliance Officer
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
Were building a relationship-oriented bank for the modern world. We need talented, passionate professionals who are dedicated to doing whats right for our clients. At CIBC, we embrace your...
IT Manager, Compliance Product Management
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
Invite a friend Job Description Wedbush Securities is one of the largest securities firms and investment banks in the nation. We provide innovative financial solutions through our Wealth...
- Morristown, NJ (10 miles from Springfield, NJ)
- 2 days ago
- Morristown, NJ (10 miles from Springfield, NJ)
- 2 days ago
Job Description In Strategy & Consulting we work with C-suite executives, leaders and boards of the world's leading organizations, helping them reinvent every part of their enterprise to drive...
Legal and Compliance Manager(food & Beverage)
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
- New York, NY (17 miles from Springfield, NJ)
- 2 days ago
Legal and Compliance Manager (food & Beverage) with -3+ years experience in the food & beverage/ hospitality industry....
Compliance Manager, Multifamily
- Bronx, NY (22 miles from Springfield, NJ)
- 3 days ago
- Bronx, NY (22 miles from Springfield, NJ)
- 3 days ago
Job Title Compliance Manager, Multifamily Job Description Summary The Compliance Manager is responsible for auditing properties to ensure project based HUD Section 8 Subsidized Housing compliance....
- New York, NY (17 miles from Springfield, NJ)
- 3 days ago
- New York, NY (17 miles from Springfield, NJ)
- 3 days ago
Manager (CRCM) preferred Experience: 6+ years of experience in related field or field(s) 5+ years of banking experience, or financial/accounting/ business/ consulting preferred Experience managing...
Senior Compliance Manager - Anti-Corruption Financial Transactions
- New York City, NY (16 miles from Springfield, NJ)
- 3 days ago
- New York City, NY (16 miles from Springfield, NJ)
- 3 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
- New York, NY (17 miles from Springfield, NJ)
- 3 days ago
- New York, NY (17 miles from Springfield, NJ)
- 3 days ago
Certified Anti-Money Laundering Specialist is desirable but not required. Ability to work with and independently from Chief Compliance Officer....
VP, AML Financial Crimes Deputy Compliance Officer
- Jersey City, NJ (13 miles from Springfield, NJ)
- 3 days ago
- Jersey City, NJ (13 miles from Springfield, NJ)
- 3 days ago
Recommending policy, process and surveillance enhancements to the Firm's AML Program Assisting with the review and preparation of the Firm's Anti-Money Laundering and Sanctions Training Assessing the...
Post-Award Grants and Compliance Manager
- New York, NY (17 miles from Springfield, NJ)
- 4 days ago
- New York, NY (17 miles from Springfield, NJ)
- 4 days ago
Requisition ID: req58986 Job Title: Post-Award Grants and Compliance Manager Sector: Finance Employment Category: Regular Employment Type: Full-Time Compensation: USD 76,230.00 - 83,097.00 Annually...
Senior Compliance Officer - Surveillance, Data Quality
- New York, NY (17 miles from Springfield, NJ)
- 5 days ago
- New York, NY (17 miles from Springfield, NJ)
- 5 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135.000 USD TD is committed to providing fair and equitable compensation...
Senior Compliance Manager Anti-Corruption Financial Transactions
- Bogota, NJ (19 miles from Springfield, NJ)
- 5 days ago
- Bogota, NJ (19 miles from Springfield, NJ)
- 5 days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
Demographic Data for Springfield, NJ
Moving to Springfield, NJ? Find some basic demographic data about Springfield, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Springfield, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Springfield, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Private Banking
- Know Your Customer
- BSA
- OFAC
- Equities
- Mortgage Servicing
- USDA
- Internal Control
- Capital Markets
- Securities and Exchange Commission
- Fixed Income
- Lending
- Management Consulting
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Fraud Investigation
- Due Diligence
- Complaint Resolution
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Decision Making
- Implementation
- Written Communication
- Finance
- Auditing
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Employee Development
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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