Job Title Compliance Officer Investment Bank Compliance Fixed Income Sales & Trading Credit Corporate Title Vice President Location New York, NY Overview You will focus on providing real-time...
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $150,000 - $250,000 USD TD is committed to providing fair and equitable compensation...
Manager Regulatory Affairs Preparation and review of various regulatory submissions to the appropriate Regulatory Agency. Regulatory submissions, initiation review of change controls and labeling....
Strong understanding of U.S securities regulations that may include Prime Brokerage, Clearing Services, Stock Loan/Fully Paid Lending, Portfolio Margining, Outsource Trading, Securities trading (including...
Business Overview: Market Integrity centers on the idea that markets, which are corrupt and inefficient, are unattractive to investors. Regulators, law enforcement, exchanges, financial...
Work Location: Fort Lauderdale, Florida, United States of America Hours: 40 Pay Details: $110,760 - $178,880 USD TD is committed to providing fair and equitable compensation opportunities to all...
Purpose and Job Summary: ORIX Corporation USA (OCU) is seeking a Director, Compliance to join the Legal and Compliance Team in our New York office. The candidate will be responsible for helping...
At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued,...
Overview Job Purpose The Chief Compliance Officer will be responsible for overseeing all compliance-related activities within the clearing house including ensuring adherence to relevant laws,...
Kforce's client, a hypergrowth pre-IPO fintech unicorn, is seeking a Regulatory Reporting Manager/Director in New York, NY. Work life balance, the culture, benefits, and the office space are...
Job Description We are looking for a FinCrime Senior Product ComplianceManager ready to leverage their experience in supporting a fast growing product in NorthAm....
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
Moving to South Amboy, NJ? Find some basic demographic data about South Amboy, NJ below.
Local
National
22,965
371
Medium
Compliance Manager Online Courses and Training Opportunities
iHire curates thousands of courses in order to recommend the best ones to help further your career. If you register for a course using the links on our site, we may receive a small commission.
Some of the largest construction firms in the world have faced the prospect of multi-million fines for significant breaches of ethics and compliance recently from bribery and collusion to modern...
Build the background needed to understand key cybersecurity compliance and industry standards. The knowledge gained in this course is critical for any cybersecurity role you would like to acquire...
This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
This site uses cookies to provide you with a more responsive and personalized service. By using this site you agree to our use of cookies. Please read our cookie notice for more information on the cookies we use and how to delete or block them.
