Compliance Manager Jobs in Rumson, NJ
CIP and CDD Compliance Supervisor
- Jefferies Financial Group Inc.
- Jersey City, NJ (24 miles from Rumson, NJ)
- 7 days ago
- Jersey City, NJ (24 miles from Rumson, NJ)
- 7 days ago
The Compliance CIP and CDD Compliance Supervisor role is responsible ensuring that the Firm adheres to CIP and CDD regulatory requirements in coordination with the broader Anti-Money Laundering (team...
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Jersey City, NJ (24 miles from Rumson, NJ)
- 8 days ago
- Jersey City, NJ (24 miles from Rumson, NJ)
- 8 days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Jersey City, NJ (24 miles from Rumson, NJ)
- 9 days ago
- Jersey City, NJ (24 miles from Rumson, NJ)
- 9 days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In PersonContract and Grant Compliance Manager
- Monmouth University
- West Long Branch, NJ (5 miles from Rumson, NJ)
- 15 days ago
- West Long Branch, NJ (5 miles from Rumson, NJ)
- 15 days ago
Monmouth University is seeking a development, engagement, or marketing professional for a Contract and Grant Compliance Manager in the Office of Research and Sponsored Programs....
In PersonClinical Operations & Compliance Coordinator
- Heartbeat Health
- New York City, NY (23 miles from Rumson, NJ)
- 21 days ago
- New York City, NY (23 miles from Rumson, NJ)
- 21 days ago
Heartbeat Health is the leading virtual-first cardiovascular care company in the country, providing patients with convenient, high-quality heart care through a combination of telemedicine,...
In PersonLabs FSP - Laboratory Compliance Coordinator
- ThermoFisher Scientific
- New Brunswick, NJ (24 miles from Rumson, NJ)
- 28 days ago
- New Brunswick, NJ (24 miles from Rumson, NJ)
- 28 days ago
Work Schedule First Shift (Days) Environmental Conditions Office Job Description At Thermo Fisher Scientific, youll discover meaningful work that makes a positive impact on a global scale. Join...
In PersonSenior Compliance Manager - Anti-Corruption (Financial Transactions)
- McKinsey
- New York City, NY (23 miles from Rumson, NJ)
- 30+ days ago
- New York City, NY (23 miles from Rumson, NJ)
- 30+ days ago
You are someone who thrives in a high-performance environment, bringing a growth mindset and entrepreneurial spirit to tackle meaningful challenges that have a real impact. In return for your...
In Person- Fidelity Investments
- Jersey City, NJ (24 miles from Rumson, NJ)
- 45+ days ago
- Jersey City, NJ (24 miles from Rumson, NJ)
- 45+ days ago
Job Description: Compliance Director The Role Independently responding to regulatory inquiries accurately and in a timely manner Leading regulatory examinations in person or remotely. Drafting...
In Person- Lending Club
- New York City, NY (23 miles from Rumson, NJ)
- 90+ days ago
- New York City, NY (23 miles from Rumson, NJ)
- 90+ days ago
Manager (CRCM) or Certified Internal Auditor (CIA) Work Location San Francisco, New York or Lehi The above locations are eligible offices for this role....
HybridTrade Surveillance Compliance Manager
- Futu Securities
- Jersey City, NJ (24 miles from Rumson, NJ)
- 90+ days ago
- Jersey City, NJ (24 miles from Rumson, NJ)
- 90+ days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage - all operating under the reputable...
In PersonVice President - Senior Swap Dealer Compliance Officer
- BNP Paribas
- Jersey City, NJ (24 miles from Rumson, NJ)
- 90+ days ago
- Jersey City, NJ (24 miles from Rumson, NJ)
- 90+ days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
In PersonDemographic Data for Rumson, NJ
Moving to Rumson, NJ? Find some basic demographic data about Rumson, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rumson, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rumson, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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