Compliance Manager Jobs in Roseland, NJ
- Norm Ai
- New York, NY (16 miles from Roseland, NJ)
- 1 day ago
- New York, NY (16 miles from Roseland, NJ)
- 1 day ago
About Norm Ai Norm Ai, the leading Legal & Compliance AI company, has a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables...
In PersonCompliance Manager and Deputy BSA/AML Officer
- Coinbase Global
- New York, NY (16 miles from Roseland, NJ)
- 2 days ago
- New York, NY (16 miles from Roseland, NJ)
- 2 days ago
Compliance Team is responsible for managing regulatory relationships and governance/oversight of compliance processes for Coinbase's U.S. consumer business, which includes BSA/AML, OFAC, and Consumer...
In PersonVice President, Business Compliance Officer - Wealth Compliance
- The Bank of New York Mellon
- New York, NY (16 miles from Roseland, NJ)
- 2 days ago
- New York, NY (16 miles from Roseland, NJ)
- 2 days ago
VP, Business Compliance Officer - Wealth Compliance At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services...
In PersonSenior Compliance Manager, Fintech Banking Products
- Toast
- New York, NY (16 miles from Roseland, NJ)
- 2 days ago
- New York, NY (16 miles from Roseland, NJ)
- 2 days ago
Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage customers, and keep employees happy. The Toast...
Hybrid- Flamingo
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
About Flamingo Flamingo is an award-winning body, hair, and care brand delivering high-performance, thoughtfully designed products at an accessible price. Since launching in 2018, we've become the...
In Person- Oliver James
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
Design, implement, and manage controls related to claims obligations, including Medicare Secondary Payer, Section 111 reporting, OFAC, market conduct, and other federal protocols....
In PersonSenior Compliance Officer, Product & Structured Transactions (MD)
- Guggenheim Partners
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
Position Summary Guggenheim Investments is currently seeking a Senior Compliance Officer to support the regulatory oversight of complex fixed income products and registered investment adviser...
In PersonCompliance Manager - Real Estate Secured Lending
- TD Bank
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
- New York, NY (16 miles from Roseland, NJ)
- 3 days ago
The Compliance Manager - Real Estate Secured Lending plays a critical role in ensuring adherence to regulatory requirements such as Regulations X, Z, SCRA, FCRA and FDPA and other consumer protection...
In Person- Carta
- New York, NY (16 miles from Roseland, NJ)
- 4 days ago
- New York, NY (16 miles from Roseland, NJ)
- 4 days ago
The Team You'll Work With The Anti-Money Laundering (AML) team works across all of Carta to design and implement meaningful Enterprise-wide AML, Know-Your-Customer (KYC), and sanctions compliance programs...
In PersonBusiness Unit Compliance Officer
- Valley National Bancorp
- New York, NY (16 miles from Roseland, NJ)
- 5 days ago
- New York, NY (16 miles from Roseland, NJ)
- 5 days ago
Responsibilities include but are not limited to: Design and execute on comprehensive control and testing framework pursuant to SEC Rule 206(4)-7; assist with testing framework pursuant to FINRA...
In Person- Insight Global
- New York, NY (16 miles from Roseland, NJ)
- 6 days ago
- New York, NY (16 miles from Roseland, NJ)
- 6 days ago
S. banking regulations (e. g., BSA/AML, UDAAP, Reg E, Reg Z, Fair Lending, Privacy) -Strong background in Excel and Microsoft suite...
In Person- Rutgers
- Piscataway, NJ (20 miles from Roseland, NJ)
- 6 days ago
- Piscataway, NJ (20 miles from Roseland, NJ)
- 6 days ago
Recruitment/Posting Title Senior Compliance Coordinator Job Category URA-AFT Administrative Department UFA FINA - Financial Aid Overview University Enrollment Services is a centralized...
In PersonRegulatory Compliance Coordinator
- ADP
- Florham Park, NJ (6 miles from Roseland, NJ)
- 6 days ago
- Florham Park, NJ (6 miles from Roseland, NJ)
- 6 days ago
Overview: The Compliance Administrator will support the onboarding and registration process for new representatives and employees joining the broker-dealer. This individual will ensure all new...
In PersonQA Regulatory Compliance Manager (WA-11141)
- Hansen Agri-PLACEMENT
- New York, NY (16 miles from Roseland, NJ)
- 7 days ago
- New York, NY (16 miles from Roseland, NJ)
- 7 days ago
QA Regulatory Compliance Manager (WA-11141) Follow Company More Jobs from Hansen......
In PersonSenior Director, Compliance Lead, Risk & Compliance Analytics and Reporting
- BNY
- New York, NY (16 miles from Roseland, NJ)
- 9 days ago
- New York, NY (16 miles from Roseland, NJ)
- 9 days ago
Senior Director, Compliance Lead, Risk & Compliance Analytics and Reporting At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of...
In PersonDemographic Data for Roseland, NJ
Moving to Roseland, NJ? Find some basic demographic data about Roseland, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Roseland, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Roseland, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Consumer Lending
- Commercial Lending
- Mortgage Servicing
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Employee Development
- Policy Development
- Sales
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills