Compliance Manager Jobs in Ridgewood, NJ
Compliance Manager and Deputy BSA/AML Officer
- Coinbase Global
- New York, NY (17 miles from Ridgewood, NJ)
- 8 hours ago
- New York, NY (17 miles from Ridgewood, NJ)
- 8 hours ago
Compliance Team is responsible for managing regulatory relationships and governance/oversight of compliance processes for Coinbase's U.S. consumer business, which includes BSA/AML, OFAC, and Consumer...
In PersonVice President, Business Compliance Officer - Wealth Compliance
- The Bank of New York Mellon
- New York, NY (17 miles from Ridgewood, NJ)
- 12 hours ago
- New York, NY (17 miles from Ridgewood, NJ)
- 12 hours ago
VP, Business Compliance Officer - Wealth Compliance At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services...
In PersonSenior Compliance Manager, Fintech Banking Products
- Toast
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage customers, and keep employees happy. The Toast...
Hybrid- Flamingo
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
About Flamingo Flamingo is an award-winning body, hair, and care brand delivering high-performance, thoughtfully designed products at an accessible price. Since launching in 2018, we've become the...
In Person- Oliver James
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
Design, implement, and manage controls related to claims obligations, including Medicare Secondary Payer, Section 111 reporting, OFAC, market conduct, and other federal protocols....
In PersonSenior Compliance Officer, Product & Structured Transactions (MD)
- Guggenheim Partners
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
Position Summary Guggenheim Investments is currently seeking a Senior Compliance Officer to support the regulatory oversight of complex fixed income products and registered investment adviser...
In PersonCompliance Manager - Real Estate Secured Lending
- TD Bank
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
- New York, NY (17 miles from Ridgewood, NJ)
- 1 day ago
The Compliance Manager - Real Estate Secured Lending plays a critical role in ensuring adherence to regulatory requirements such as Regulations X, Z, SCRA, FCRA and FDPA and other consumer protection...
In Person- Carta
- New York, NY (17 miles from Ridgewood, NJ)
- 3 days ago
- New York, NY (17 miles from Ridgewood, NJ)
- 3 days ago
The Team You'll Work With The Anti-Money Laundering (AML) team works across all of Carta to design and implement meaningful Enterprise-wide AML, Know-Your-Customer (KYC), and sanctions compliance programs...
In PersonBusiness Unit Compliance Officer
- Valley National Bancorp
- New York, NY (17 miles from Ridgewood, NJ)
- 3 days ago
- New York, NY (17 miles from Ridgewood, NJ)
- 3 days ago
Responsibilities include but are not limited to: Design and execute on comprehensive control and testing framework pursuant to SEC Rule 206(4)-7; assist with testing framework pursuant to FINRA...
In Person- Insight Global
- New York, NY (17 miles from Ridgewood, NJ)
- 4 days ago
- New York, NY (17 miles from Ridgewood, NJ)
- 4 days ago
S. banking regulations (e. g., BSA/AML, UDAAP, Reg E, Reg Z, Fair Lending, Privacy) -Strong background in Excel and Microsoft suite...
In PersonRegulatory Compliance Coordinator
- ADP
- Florham Park, NJ (20 miles from Ridgewood, NJ)
- 5 days ago
- Florham Park, NJ (20 miles from Ridgewood, NJ)
- 5 days ago
Overview: The Compliance Administrator will support the onboarding and registration process for new representatives and employees joining the broker-dealer. This individual will ensure all new...
In PersonQA Regulatory Compliance Manager (WA-11141)
- Hansen Agri-PLACEMENT
- New York, NY (17 miles from Ridgewood, NJ)
- 5 days ago
- New York, NY (17 miles from Ridgewood, NJ)
- 5 days ago
QA Regulatory Compliance Manager (WA-11141) Follow Company More Jobs from Hansen......
In PersonVice President - Senior Swap Dealer Compliance Officer
- BNP Paribas
- Jersey City, NJ (17 miles from Ridgewood, NJ)
- 7 days ago
- Jersey City, NJ (17 miles from Ridgewood, NJ)
- 7 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
In PersonConsumer Product Compliance Manager
- American Express
- New York, NY (17 miles from Ridgewood, NJ)
- 8 days ago
- New York, NY (17 miles from Ridgewood, NJ)
- 8 days ago
Our US Consumer Services team is seeking a detail oriented and proactive First Line of Defense (1LOD) Compliance Manager to support the business in managing compliance risk across products, processes...
In PersonAML / OFAC Compliance Officer / (Financial Security) New York, NY, USA
- Credit Agricole CIB
- New York, NY (17 miles from Ridgewood, NJ)
- 9 days ago
- New York, NY (17 miles from Ridgewood, NJ)
- 9 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonDemographic Data for Ridgewood, NJ
Moving to Ridgewood, NJ? Find some basic demographic data about Ridgewood, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ridgewood, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ridgewood, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Consumer Lending
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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