Compliance Manager Jobs in Pompton Lakes, NJ
Regulatory & Compliance Manager
- Columbia University
- New York, NY (23 miles from Pompton Lakes, NJ)
- moments ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- moments ago
Position Summary The Regulatory & Compliance Manager will report to the Assistant Director of Research Quality and Compliance....
In PersonSwap Dealer Compliance Officer
- Citizens Bank
- New York, NY (23 miles from Pompton Lakes, NJ)
- 9 hours ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 9 hours ago
Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firms registered swap dealer activities and ensures adherence...
In PersonSr. Compliance Officer - Compliance Oversight Program (Associate) - TD Securities (US)
- TD Securities (USA) LLC
- New York, NY (23 miles from Pompton Lakes, NJ)
- 13 hours ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 13 hours ago
Work Location: New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $100,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
In Person- Novo Platform Inc
- New York, NY (23 miles from Pompton Lakes, NJ)
- 14 hours ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 14 hours ago
Compliance Manager Location New York Employment Type Full time Location Type Hybrid Department Risk and Compliance Compensation $141,190 Offers Equity Overview Application About Us : Small businesses...
Remote- Valley Bank
- Morristown, NJ (18 miles from Pompton Lakes, NJ)
- 1 day ago
- Morristown, NJ (18 miles from Pompton Lakes, NJ)
- 1 day ago
Responsibilities include but are not limited to: Develop and maintain current knowledge of bank regulations. Prepare and lead monitoring programs and may instruct junior officers or other staff...
In PersonUtilization Management Compliance Coordinator
- Progyny
- New York, NY (23 miles from Pompton Lakes, NJ)
- 1 day ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 1 day ago
Thank you for considering Progyny! Progyny is looking for a Utilization Management Coordinator to support all utilization review cases with an expanded focus on compliance and accreditation...
In PersonSenior Director, Compliance Lead, Risk & Compliance Analytics and Reporting
- The Bank of New York Mellon
- New York, NY (23 miles from Pompton Lakes, NJ)
- 1 day ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 1 day ago
Senior Director, Compliance Lead, Risk & Compliance Analytics and Reporting At BNY, our culture empowers you to grow and succeed. As a leading global financial services company at the center of...
In PersonLegal and Compliance Operations Manager
- Pearl Health
- New York, NY (23 miles from Pompton Lakes, NJ)
- 2 days ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 2 days ago
The Opportunity The Legal and Compliance Operations Manager will serve as the operational backbone of Pearl Health's Legal and Compliance functions. This position will manage the end-to-end...
In PersonDirector-Compliance Regulatory Exam Management
- American Express
- New York, NY (23 miles from Pompton Lakes, NJ)
- 3 days ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 3 days ago
Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight, and control solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money...
In PersonDirector-Compliance Governance - Audit Management
- American Express
- New York, NY (23 miles from Pompton Lakes, NJ)
- 3 days ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 3 days ago
Financial Crimes Compliance (GFCC) function provides second-line policy, framework, oversight, and control solutions to meet the Company's legal, regulatory and risk management mandates in connection with Anti-Money...
In PersonNYC Violation Compliance Coordinator
- Related
- New York, NY (23 miles from Pompton Lakes, NJ)
- 5 days ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 5 days ago
Responsibilities Are you a compassionate and resourceful professional with a drive to create safe and thriving communities? We are looking for a NYC Violation Compliance Coordinator/Specialist to...
In Person- American Express
- New York, NY (23 miles from Pompton Lakes, NJ)
- 5 days ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 5 days ago
Global Financial Crimes Compliance (GFCC) is an organization within Global Risk & Compliance (GRC) and is responsible for leading the enterprise-wide Anti-Money Laundering, Sanctions, and Anti-Corruption...
In PersonData Steward Compliance Director
- Brains Workgroup, Inc.
- New York, NY (23 miles from Pompton Lakes, NJ)
- 8 days ago
- New York, NY (23 miles from Pompton Lakes, NJ)
- 8 days ago
Our client, a major bank in New York City, is looking for Compliance Data Steward, Director level. New York City Location. This is hybrid commute, 2/3 days per week in the office. ** Must be...
In PersonEnvironmental Compliance Manager
- Veolia
- Haworth, NJ (15 miles from Pompton Lakes, NJ)
- 8 days ago
- Haworth, NJ (15 miles from Pompton Lakes, NJ)
- 8 days ago
Job Description Position Purpose: The Environmental Compliance Manager will be responsible for developing and overseeing environmental programs throughout the Division that are compatible with Veolia...
In Person- Valley National Bancorp
- Morristown, NJ (18 miles from Pompton Lakes, NJ)
- 9 days ago
- Morristown, NJ (18 miles from Pompton Lakes, NJ)
- 9 days ago
ABA Certified Regulatory Manager (CRCM) certification), Association of Certified Anti-Money Laundering Specialist's (CAMS) certification, Bankers Training and Certification Center's (BAI) Anti-Money...
In PersonDemographic Data for Pompton Lakes, NJ
Moving to Pompton Lakes, NJ? Find some basic demographic data about Pompton Lakes, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Pompton Lakes, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Pompton Lakes, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Public Accounting
- Tax Compliance
- Corporate Tax
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- Securities and Exchange Commission
- Derivatives
- OFAC
- Mortgage Servicing
- Valuation
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Fraud Investigation
- Due Diligence
- Financial Services
- Client Services
- Resolution
- Strategy Development
- Risk Management
- Finance
- Accounting
- Auditing
- Decision Making
- Verbal Communication
- Implementation
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Microsoft PowerPoint
- Policy Development
- Coaching
- Employee Development
- Filing
- Bachelor's Degree
- Microsoft Word
- Regulations
- Research Skills
- Project Management
- Computer Skills
- Problem Solving
- Microsoft Office
- Microsoft Excel
- Staff Supervision
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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