Compliance Manager Jobs in Mountain Lakes, NJ
- Fiserv, Inc.
- Berkeley Heights, NJ (15 miles from Mountain Lakes, NJ)
- 5 hours ago
- Berkeley Heights, NJ (15 miles from Mountain Lakes, NJ)
- 5 hours ago
Job Title Regulatory Compliance Manager About your role: The Compliance Manager is responsible for managing compliance risk and executing the regulatory compliance goals for a prepaid debit portfolio...
In Person- Futu Securities
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 6 hours ago
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 6 hours ago
About the Team & Role: As the Director/AML Compliance, you will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures....
In PersonVice President, Compliance Manager(AML)
- Futu Securities
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 6 hours ago
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 6 hours ago
About the Team & Role: As the VP/AML Compliance, you will lead a dedicated team responsible for monitoring and enforcing anti-money laundering policies and procedures....
In PersonPermitting Compliance Manager - Rail and Transit
- Parsons Commercial Technology Group Inc.
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 10 days ago
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 10 days ago
Job Description: Parsons is looking for an amazingly talented Permitting Compliance Manager to join our team!...
In PersonSr. Regulatory Affairs Manager
- Edenbridge Pharmaceuticals, LLC DBA Dexcel Pharma USA
- Parsippany, NJ (3 miles from Mountain Lakes, NJ)
- 14 days ago
- Parsippany, NJ (3 miles from Mountain Lakes, NJ)
- 14 days ago
Job Order Number: DF0329335 Job Title: Sr. Regulatory Affairs Manager Company: Edenbridge Pharmaceuticals, LLC DBA Dexcel Pharma USA Location: Parsippany, NJ Salary: Education: Masters Degree...
In PersonRegulatory Affairs Manager - RA Strategy Lead (hybrid)
- Becton, Dickinson and Company
- Franklin Lakes, NJ (14 miles from Mountain Lakes, NJ)
- 16 days ago
- Franklin Lakes, NJ (14 miles from Mountain Lakes, NJ)
- 16 days ago
Summary Job Description We are the makers of possible BD is one of the largest global medical technology companies in the world. Advancing the world of health is our Purpose, and its no small...
HybridSenior Data Platform Compliance Manager
- Becton, Dickinson and Company
- Franklin Lakes, NJ (14 miles from Mountain Lakes, NJ)
- 16 days ago
- Franklin Lakes, NJ (14 miles from Mountain Lakes, NJ)
- 16 days ago
Senior Data Platform Compliance Manager Job Summary The Senior Data Platform Compliance Manager will be responsible for leading and accomplishing compliance initiatives across BD's global data platforms...
In PersonCIP and CDD Compliance Supervisor Hoboken, NJ, USA
- Jefferies
- Hoboken, NJ (23 miles from Mountain Lakes, NJ)
- 18 days ago
- Hoboken, NJ (23 miles from Mountain Lakes, NJ)
- 18 days ago
Laundering (team)....
In PersonCIP and CDD Compliance Supervisor
- Jefferies
- Hoboken, NJ (23 miles from Mountain Lakes, NJ)
- 21 days ago
- Hoboken, NJ (23 miles from Mountain Lakes, NJ)
- 21 days ago
The Compliance CIP and CDD Compliance Supervisor role is responsible ensuring that the Firm adheres to CIP and CDD regulatory requirements in coordination with the broader Anti-Money Laundering (team...
In PersonCIP and CDD Compliance Supervisor
- Jefferies Financial Group Inc.
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 21 days ago
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 21 days ago
The Compliance CIP and CDD Compliance Supervisor role is responsible ensuring that the Firm adheres to CIP and CDD regulatory requirements in coordination with the broader Anti-Money Laundering (team...
In PersonCompliance Director, Cash Management and Payments
- Fidelity Investments
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 21 days ago
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 21 days ago
Job Description: Compliance Director, Cash Management and Payments The Role The Compliance Director position is a role within the Wealth and Brokerage (W&B) Compliance team, responsible for...
In PersonRegulatory Affairs Manager, Regulatory Affairs, Controlled Substances Monitoring
- McKesson Corporation
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 22 days ago
- Newark, NJ (17 miles from Mountain Lakes, NJ)
- 22 days ago
Job Order Number: DF0306764 Job Title: Regulatory Affairs Manager, Regulatory Affairs, Controlled Substances Monitoring Company: McKesson Corporation Location: Newark, NJ Salary: Education:...
RemoteSenior Manager, Compliance Advisor
- Fidelity Investments
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 23 days ago
- Jersey City, NJ (22 miles from Mountain Lakes, NJ)
- 23 days ago
Job Description: The Team Asset Management Compliance ('AMC') works closely with Fidelity's investment teams across all asset classes to ensure compliance with global regulations, investor...
In Person- ZT Systems
- Secaucus, NJ (21 miles from Mountain Lakes, NJ)
- 28 days ago
- Secaucus, NJ (21 miles from Mountain Lakes, NJ)
- 28 days ago
About the Role The Trade Compliance Manager will lead a small team compliance analysts while remaining actively involved in day-to-day trade compliance operations....
In PersonFinancial & Regulatory Reporting Manager
- U.S. Bancorp
- Hackensack, NJ (20 miles from Mountain Lakes, NJ)
- 29 days ago
- Hackensack, NJ (20 miles from Mountain Lakes, NJ)
- 29 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In PersonDemographic Data for Mountain Lakes, NJ
Moving to Mountain Lakes, NJ? Find some basic demographic data about Mountain Lakes, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Mountain Lakes, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Mountain Lakes, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Regulations
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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