Compliance Manager Jobs in Middletown, NJ
Investment Operations Securities Specialist Senior
- Newark, NJ (23 miles from Middletown, NJ)
- 1 day ago
- Newark, NJ (23 miles from Middletown, NJ)
- 1 day ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Remote WorkSenior Compliance Officer - Regulatory
- Bowling Green, NY (21 miles from Middletown, NJ)
- 5 days ago
- Bowling Green, NY (21 miles from Middletown, NJ)
- 5 days ago
Serve as the subject matter expert for Popular Bank on all lending compliance related matters, including consumer lending, mortgage, and commercial lending....
Brooklyn College Athletics Compliance Coordinator
- Brooklyn, NY (21 miles from Middletown, NJ)
- 7 days ago
- Brooklyn, NY (21 miles from Middletown, NJ)
- 7 days ago
Brooklyn College invites applications for a Student Athletics Program Coordinator (Compliance Coordinator) in the Office of the Athletics, Recreation and Intramurals. The Compliance Coordinator...
Student Athletics Program Coordinator (Compliance Coordinator) CUNY Brooklyn College
- Brooklyn, NY (21 miles from Middletown, NJ)
- 11 days ago
- Brooklyn, NY (21 miles from Middletown, NJ)
- 11 days ago
Student Athletics Program Coordinator (Compliance Coordinator) POSITION DETAILS Brooklyn College invites applications for a Student Athletics Program Coordinator (Compliance Coordinator) in the...
New York - Risk & Compliance - Financial Crimes Compliance - Manager
- New York City, NY (22 miles from Middletown, NJ)
- 12 days ago
- New York City, NY (22 miles from Middletown, NJ)
- 12 days ago
Certified Anti-Money Laundering Specialist (CAMS) with extensive experience in BSA/AML/OFAC/Fraud compliance across diverse financial institutions....
- Jersey City, NJ (22 miles from Middletown, NJ)
- 18 days ago
- Jersey City, NJ (22 miles from Middletown, NJ)
- 18 days ago
Job Description: The Team As a Compliance Director in Regulatory Management, you will have direct contact with the SEC, FINRA and other regulators on behalf of Fidelity Institutional (FI), with...
General Compliance Manager - Trade Survilience
- Jersey City, NJ (22 miles from Middletown, NJ)
- 22 days ago
- Jersey City, NJ (22 miles from Middletown, NJ)
- 22 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable...
Governance, Risk, & Compliance Manager
- Matawan, NJ (7 miles from Middletown, NJ)
- 25 days ago
- Matawan, NJ (7 miles from Middletown, NJ)
- 25 days ago
Job Description About the Role: Fragomen, an AM Law 100 Firm and the leading global immigration services provider, is seeking to candidates for a critical role in data privacy and security. At...
- Woodbridge, NJ (14 miles from Middletown, NJ)
- 26 days ago
- Woodbridge, NJ (14 miles from Middletown, NJ)
- 26 days ago
At Equitable, our power is in our people. We're individuals from different cultures and backgrounds. Those differences make us stronger as a team and a force for good in our communities. Here,...
- New York City, NY (22 miles from Middletown, NJ)
- 30+ days ago
- New York City, NY (22 miles from Middletown, NJ)
- 30+ days ago
Essential Job Functions Coordinates and oversees an effective Bank Secrecy Act/Anti-Money Laundering/OFAC Compliance Program that is in compliance with current industry best practices, regulatory guidance...
- New York City, NY (22 miles from Middletown, NJ)
- 30+ days ago
- New York City, NY (22 miles from Middletown, NJ)
- 30+ days ago
Manager (CRCM) or Certified Internal Auditor (CIA) Work Location San Francisco, New York or Lehi The above locations are eligible offices for this role....
Director, Compliance Consulting Practice
- New York City, NY (22 miles from Middletown, NJ)
- 45+ days ago
- New York City, NY (22 miles from Middletown, NJ)
- 45+ days ago
Introduction Discover a world of endless possibilities at Gallagher Benefit Services, where you'll have the power to shape the future of workplaces across industries. As a member of our team, you...
Prime Brokerage Compliance Manager, Vice President
- Jersey City, NJ (22 miles from Middletown, NJ)
- 45+ days ago
- Jersey City, NJ (22 miles from Middletown, NJ)
- 45+ days ago
Prime Brokerage Compliance Manager- Vice President Position Description: State Street Markets Compliance is seeking an experienced compliance professional to assist the Chief Compliance Officers (CCOs...
- Jersey City, NJ (22 miles from Middletown, NJ)
- 45+ days ago
- Jersey City, NJ (22 miles from Middletown, NJ)
- 45+ days ago
We are an American luxury lifestyle brand, founded in 2004. Anchored in the casual elegance of American sportswear, Torys design philosophy is defined by effortless silhouettes, innovative...
- Newark, NJ (23 miles from Middletown, NJ)
- 45+ days ago
- Newark, NJ (23 miles from Middletown, NJ)
- 45+ days ago
Levy Sector Position Title: Alcohol Compliance Supervisor at Prudential Center Pay Range: $25.00 to $25.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000...
Demographic Data for Middletown, NJ
Moving to Middletown, NJ? Find some basic demographic data about Middletown, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Middletown, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Middletown, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Reduction in Force
- Commercial Banking
- Mortgage Servicing
- Equities
- Equity Research
- Fixed Income
- Know Your Customer
- Consumer Lending
- BSA
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Fraud Investigation
- Mortgage Processing
- Financial Services
- Due Diligence
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Implementation
- Analytical Skills
- Written Communication
- Auditing
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Interpersonal Skills
- Investigation
- Reporting
- Coaching
- Employee Development
- Policy Development
- Microsoft PowerPoint
- Regulations
- Filing
- Bachelor's Degree
- Project Management
- Time Management
- Research Skills
- Microsoft Office
- Microsoft Excel
- Staff Supervision
- Organization
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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