Compliance Manager Jobs in Middlesex, NJ
Insurance Licensing Compliance Coordinator
- Hub International
- Berkeley Heights, NJ (8 miles from Middlesex, NJ)
- 3 days ago
- Berkeley Heights, NJ (8 miles from Middlesex, NJ)
- 3 days ago
About Specialty Program Group: Specialty Program Group (SPG) is the wholesale & MGA division of HUB International (5th Largest Global Broker). SPG acts in a holding company capacity acquiring best...
HybridProject Delivery Manager - Regulatory Reporting Manager
- Deloitte
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 3 days ago
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 3 days ago
Position Summary Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability...
In PersonUS - E - Consulting - Project Delivery Manager - Regulatory Reporting Manager - RRF Operate - PDM
- Deloitte
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 6 days ago
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 6 days ago
Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability to share new...
In PersonRegulatory Compliance Coordinator
- Staffmark
- Montville, NJ (24 miles from Middlesex, NJ)
- 9 days ago
- Montville, NJ (24 miles from Middlesex, NJ)
- 9 days ago
Regulatory Compliance Coordinator 3.6 3.6 out of 5 stars Staffmark Workforce Solutions offers this exciting contract opportunity at a global leader in electronics, mobile devices, and appliances,...
In PersonCompliance Coordinator - Graduate Assistant Position
- Wagner College
- Staten Island, NY (21 miles from Middlesex, NJ)
- 10 days ago
- Staten Island, NY (21 miles from Middlesex, NJ)
- 10 days ago
Wagner College, a Division I Football Championship Subdivision institution and a member of the Northeast Conference, is seeking a Compliance Coordinator-Graduate Assistant that will contribute to...
In Person Part Time- Asembia
- Florham Park, NJ (14 miles from Middlesex, NJ)
- 10 days ago
- Florham Park, NJ (14 miles from Middlesex, NJ)
- 10 days ago
Quality Assurance Compliance Coordinator Department: Programs Reports To: QA Compliance Manager FLSA: Non-Exempt Primary Function Quality Assurance (QA) Compliance Coordinator reports directly to the...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 10 days ago
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 10 days ago
Job Description: Position Description: Responds to institutional brokerage business inquiries and data requests, interprets data analytics results, and collaborates with compliance teams to...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- Edison, NJ (6 miles from Middlesex, NJ)
- 10 days ago
- Edison, NJ (6 miles from Middlesex, NJ)
- 10 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- IMC
- Newark, NJ (20 miles from Middlesex, NJ)
- 11 days ago
- Newark, NJ (20 miles from Middlesex, NJ)
- 11 days ago
Essential Duties: Conduct new driver orientation classes (explanation of pay, fuel card, gate card and terminal facilities) Process qualified Owner Operators and Company Drivers in Tenstreet...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 11 days ago
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 11 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonGeneral Compliance Manager - Trade Survilience Jersey City, NJ, USA
- Moomoo US
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 13 days ago
- Jersey City, NJ (24 miles from Middlesex, NJ)
- 13 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable...
In Person- Vonage
- Holmdel, NJ (21 miles from Middlesex, NJ)
- 19 days ago
- Holmdel, NJ (21 miles from Middlesex, NJ)
- 19 days ago
An exciting opportunity has arisen for an ambitious CFIUS Compliance Manager to join this team....
In PersonRegulatory Compliance Coordinator
- ADP
- Florham Park, NJ (14 miles from Middlesex, NJ)
- 21 days ago
- Florham Park, NJ (14 miles from Middlesex, NJ)
- 21 days ago
Overview: The Compliance Administrator will support the onboarding and registration process for new representatives and employees joining the broker-dealer. This individual will ensure all new...
In PersonAlcohol Compliance Supervisor - Sports Illustrated Stadium
- Compass Group
- Harrison, NJ (21 miles from Middlesex, NJ)
- 30+ days ago
- Harrison, NJ (21 miles from Middlesex, NJ)
- 30+ days ago
Position Title: [[title]] Pay Range : $21.50 to $23.00 We Make Applying Easy! Want to apply to this job via text messaging? Text JOB to 75000 and search requisition ID number 1503489. The...
In PersonCompliance Policy & Advisory, Assistant Vice President
- State Street Corporation
- Princeton, NJ (16 miles from Middlesex, NJ)
- 45+ days ago
- Princeton, NJ (16 miles from Middlesex, NJ)
- 45+ days ago
Who we are looking for We are looking for a highly motivated and experienced Compliance Officer, AVP to join our dynamic Bank Policy & Advisory (BP&A) team in Corporate Compliance. The ideal...
In PersonDemographic Data for Middlesex, NJ
Moving to Middlesex, NJ? Find some basic demographic data about Middlesex, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Middlesex, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Middlesex, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- Equity Research
- California Environmental Quality Act
- Corporate Tax
- Tax Compliance
- Commercial Lending
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Client Services
- Resolution
- Complaint Resolution
- Standard Operating Procedures
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Employee Development
- Filing
- Bachelor's Degree
- Education Experience
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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