Compliance Manager Jobs in Hoboken, NJ
Senior Manager, Compliance Advisor
- Fidelity Investments
- Jersey City, NJ (2 miles from Hoboken, NJ)
- 2 hours ago
- Jersey City, NJ (2 miles from Hoboken, NJ)
- 2 hours ago
Job Description: Position Description: Responds to institutional brokerage business inquiries and data requests, interprets data analytics results, and collaborates with compliance teams to...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- New York, NY (1 mile from Hoboken, NJ)
- 3 hours ago
- New York, NY (1 mile from Hoboken, NJ)
- 3 hours ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- Patreon
- New York City, NY (2 miles from Hoboken, NJ)
- 14 hours ago
- New York City, NY (2 miles from Hoboken, NJ)
- 14 hours ago
We focus on anti-money laundering, sanctions compliance, and financial crime risk management across our global operations....
Hybrid- IMC
- Newark, NJ (7 miles from Hoboken, NJ)
- 16 hours ago
- Newark, NJ (7 miles from Hoboken, NJ)
- 16 hours ago
Essential Duties: Conduct new driver orientation classes (explanation of pay, fuel card, gate card and terminal facilities) Process qualified Owner Operators and Company Drivers in Tenstreet...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Jersey City, NJ (2 miles from Hoboken, NJ)
- 1 day ago
- Jersey City, NJ (2 miles from Hoboken, NJ)
- 1 day ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonDirector, Compliance Specialty Programs
- Fortegra Financial
- Iselin, NJ (19 miles from Hoboken, NJ)
- 1 day ago
- Iselin, NJ (19 miles from Hoboken, NJ)
- 1 day ago
Responsible for leading and overseeing compliance functions supporting Specialty Insurance, including both Admitted Property & Casualty and Surplus Lines offerings. Responsibilities include...
In PersonSenior Compliance Officer, Control Room, Compliance
- TD Bank
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
Work Location : New York, New York, United States of America Hours: 40 Line of Business: Compliance Pay Detail: $110,000 - $135,000 USD TD is committed to providing fair and equitable compensation...
In PersonSenior Compliance Manager, Fintech Banking Products New York, NY, USA
- Toast
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
Senior Compliance Manager, Fintech Banking Products Toast creates technology to help restaurants and local businesses succeed in a digital world, helping business owners operate, increase sales, engage...
HybridCompliance Manager and Deputy BSA/AML Officer New York, NY, USA
- Coinbase Global
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
Compliance Manager and Deputy BSA/AML Officer Ready to be pushed beyond what you think you're capable of? At Coinbase, our mission is to increase economic freedom in the world....
In PersonDirector, Compliance Monitoring and Oversight
- Airwallex
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 2 days ago
About Airwallex Airwallex is the only unified payments and financial platform for global businesses. Powered by our unique combination of proprietary infrastructure and software, we empower over...
In PersonGeneral Compliance Manager - Trade Survilience Jersey City, NJ, USA
- Moomoo US
- Jersey City, NJ (2 miles from Hoboken, NJ)
- 2 days ago
- Jersey City, NJ (2 miles from Hoboken, NJ)
- 2 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable...
In PersonSenior Lead Compliance Officer - Prime brokerage Compliance Executive Director
- Wells Fargo
- New York, NY (1 mile from Hoboken, NJ)
- 3 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 3 days ago
Knowledge of rules and regulations applicable to short sales, securities lending, portfolio margining, listed options position limits, Large Options Position Reporting, electronic blue sheets, Regulation...
In PersonSenior Lead Compliance Officer - Swap Dealer Compliance Executive Director
- Wells Fargo
- New York, NY (1 mile from Hoboken, NJ)
- 3 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 3 days ago
About this role: Wells Fargo is seeking a Senior Lead Compliance Officer within (CIB)Corporate Investment Banking Markets Compliance Groups. In this role, you will: Advise and challenge Front line...
In Person- Norm Ai
- New York, NY (1 mile from Hoboken, NJ)
- 4 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 4 days ago
About Norm Ai Norm Ai, the leading Legal & Compliance AI company, has a client base with a combined $30 trillion in assets under management. By turning legal code into AI code, Norm enables...
In PersonVice President, Business Compliance Officer - Wealth Compliance
- The Bank of New York Mellon
- New York, NY (1 mile from Hoboken, NJ)
- 6 days ago
- New York, NY (1 mile from Hoboken, NJ)
- 6 days ago
VP, Business Compliance Officer - Wealth Compliance At BNY, our culture allows us to run our company better and enables employees' growth and success. As a leading global financial services...
In PersonDemographic Data for Hoboken, NJ
Moving to Hoboken, NJ? Find some basic demographic data about Hoboken, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hoboken, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hoboken, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- California Environmental Quality Act
- Equities
- Consumer Lending
- Commercial Lending
- Mortgage Servicing
- Stormwater Pollution Prevention Plan
- Know Your Customer
- BSA
- OFAC
- Ecology
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Decision Making
- Documentation
- Verbal Communication
- Collaboration
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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