Compliance Manager Jobs in Green Brook, NJ
Compliance Coordinator - Graduate Assistant Position
- Wagner College
- Staten Island, NY (20 miles from Green Brook, NJ)
- 6 hours ago
- Staten Island, NY (20 miles from Green Brook, NJ)
- 6 hours ago
Wagner College, a Division I Football Championship Subdivision institution and a member of the Northeast Conference, is seeking a Compliance Coordinator-Graduate Assistant that will contribute to...
In Person Part Time- Asembia
- Florham Park, NJ (12 miles from Green Brook, NJ)
- 19 hours ago
- Florham Park, NJ (12 miles from Green Brook, NJ)
- 19 hours ago
Quality Assurance Compliance Coordinator Department: Programs Reports To: QA Compliance Manager FLSA: Non-Exempt Primary Function Quality Assurance (QA) Compliance Coordinator reports directly to the...
In PersonSenior Manager, Compliance Advisor
- Fidelity Investments
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 1 day ago
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 1 day ago
Job Description: Position Description: Responds to institutional brokerage business inquiries and data requests, interprets data analytics results, and collaborates with compliance teams to...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- Edison, NJ (7 miles from Green Brook, NJ)
- 1 day ago
- Edison, NJ (7 miles from Green Brook, NJ)
- 1 day ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- IMC
- Newark, NJ (18 miles from Green Brook, NJ)
- 1 day ago
- Newark, NJ (18 miles from Green Brook, NJ)
- 1 day ago
Essential Duties: Conduct new driver orientation classes (explanation of pay, fuel card, gate card and terminal facilities) Process qualified Owner Operators and Company Drivers in Tenstreet...
In PersonSub Contractor Compliance Director
- Home Genius Exteriors
- Somerset, NJ (7 miles from Green Brook, NJ)
- 1 day ago
- Somerset, NJ (7 miles from Green Brook, NJ)
- 1 day ago
Home Genius Exteriors was founded to deliver a better home improvement experience through clear estimates, quality craftsmanship, and lifetime warrantybacked work. As a fast-growing national...
In Person ContractRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 2 days ago
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 2 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonDirector, Compliance Specialty Programs
- Fortegra Financial
- Iselin, NJ (9 miles from Green Brook, NJ)
- 2 days ago
- Iselin, NJ (9 miles from Green Brook, NJ)
- 2 days ago
Responsible for leading and overseeing compliance functions supporting Specialty Insurance, including both Admitted Property & Casualty and Surplus Lines offerings. Responsibilities include...
In PersonGeneral Compliance Manager - Trade Survilience Jersey City, NJ, USA
- Moomoo US
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 3 days ago
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 3 days ago
About Futu US Inc.: Futu US Inc. stands at the forefront of financial services, housing two SEC registered broker-dealers alongside a cryptocurrency brokerage all operating under the reputable...
In PersonRegulatory Affairs Project Manager / Regulatory Affairs Manager
- Hoffmann-La Roche Ltd
- Branchburg, NJ (14 miles from Green Brook, NJ)
- 8 days ago
- Branchburg, NJ (14 miles from Green Brook, NJ)
- 8 days ago
At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued,...
In Person- Vonage
- Holmdel, NJ (22 miles from Green Brook, NJ)
- 9 days ago
- Holmdel, NJ (22 miles from Green Brook, NJ)
- 9 days ago
An exciting opportunity has arisen for an ambitious CFIUS Compliance Manager to join this team....
In Person- Rutgers
- Piscataway, NJ (3 miles from Green Brook, NJ)
- 11 days ago
- Piscataway, NJ (3 miles from Green Brook, NJ)
- 11 days ago
Recruitment/Posting Title Senior Compliance Coordinator Job Category URA-AFT Administrative Department UFA FINA - Financial Aid Overview University Enrollment Services is a centralized...
In PersonRegulatory Compliance Coordinator
- ADP
- Florham Park, NJ (12 miles from Green Brook, NJ)
- 11 days ago
- Florham Park, NJ (12 miles from Green Brook, NJ)
- 11 days ago
Overview: The Compliance Administrator will support the onboarding and registration process for new representatives and employees joining the broker-dealer. This individual will ensure all new...
In PersonVice President - Senior Swap Dealer Compliance Officer
- BNP Paribas
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 14 days ago
- Jersey City, NJ (23 miles from Green Brook, NJ)
- 14 days ago
Business Overview: The Global Banking Regulations ("GBR") group is a Compliance global team covering Structural Banking Reform (CFTC Swap Dealer, SEC Security-Based Swap Dealer, French Banking...
In PersonInformation Security Audit and Compliance Manager
- Fiserv, Inc.
- Berkeley Heights, NJ (6 miles from Green Brook, NJ)
- 15 days ago
- Berkeley Heights, NJ (6 miles from Green Brook, NJ)
- 15 days ago
Job Title Information Security Audit and Compliance Manager What does a successful Information Security Audit and Compliance Manager do at Fiserv?...
In PersonDemographic Data for Green Brook, NJ
Moving to Green Brook, NJ? Find some basic demographic data about Green Brook, NJ below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Green Brook, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Green Brook, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- Equity Research
- California Environmental Quality Act
- Corporate Tax
- Equities
- Tax Compliance
- Commercial Lending
- Stormwater Pollution Prevention Plan
- Know Your Customer
- BSA
- OFAC
- Ecology
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Interpersonal Skills
- Collaboration
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Education Experience
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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