Compliance Manager Jobs in Convent Station, NJ
Client Administration and Compliance Manager
- Akin
- New York, NY (23 miles from Convent Station, NJ)
- 3 hours ago
- New York, NY (23 miles from Convent Station, NJ)
- 3 hours ago
We are currently seeking a Client Administration and Compliance Manager in the Finance department, reporting ot the Director of Revenue - U.S....
Hybrid- TD Bank
- New York, NY (23 miles from Convent Station, NJ)
- 3 hours ago
- New York, NY (23 miles from Convent Station, NJ)
- 3 hours ago
Senior Compliance Officer - Regulatory Initiatives, Policies and Procedures TD Bank 4.1 ( ) New York, NY on company site Why you should apply for a job to TD Bank : Ranked as one of the 4.1/5 in...
In PersonManager - Amex Digital Labs Compliance Officer
- American Express
- New York, NY (23 miles from Convent Station, NJ)
- 9 hours ago
- New York, NY (23 miles from Convent Station, NJ)
- 9 hours ago
At American Express, our culture is built on a 175-year history of innovation, shared values and Leadership Behaviors, and an unwavering commitment to back our customers, communities, and...
In Person- Morgan Stanley
- New York, NY (23 miles from Convent Station, NJ)
- 9 hours ago
- New York, NY (23 miles from Convent Station, NJ)
- 9 hours ago
We're seeking someone to join our team as a Director in Tax Department to assist with oversight of U.S. tax compliance and reporting processes and coordination with stakeholders (including...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- Hackensack, NJ (21 miles from Convent Station, NJ)
- 1 day ago
- Hackensack, NJ (21 miles from Convent Station, NJ)
- 1 day ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In Person- Phipps Houses
- New York, NY (23 miles from Convent Station, NJ)
- 1 day ago
- New York, NY (23 miles from Convent Station, NJ)
- 1 day ago
Job Summary The Affordable Housing Compliance Supervisor oversees and ensures compliance with federal, state, and local affordable housing programs across a designated property portfolio. This...
In Person- ConvaTec
- Bridgewater, NJ (15 miles from Convent Station, NJ)
- 1 day ago
- Bridgewater, NJ (15 miles from Convent Station, NJ)
- 1 day ago
About Convatec Pioneering trusted medical solutions to improve the lives we touch: Convatec is a global medical products and technologies company, focused on solutions for the management of...
Remote- Betterment
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
Sr. Director, Compliance Betterment HQ - New York City About Betterment Betterment is a leading, technology-driven financial servicespany that offers investing and retirement solutions for retail...
In Person- Betterment
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
Manager, Compliance Betterment HQ - New York City About Betterment Betterment is a leading, technology-driven financial servicespany that offers investing and retirement solutions for retail...
In PersonAML / OFAC Compliance Officer / (Financial Security)
- CA CIB Americas
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonDerivatives Compliance Officer
- Citizens Bank
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
Description Citizens is seeking a highly motivated Compliance Officer to join the Swap Dealer Compliance team. This role supports the firms registered swap dealer activities and ensures adherence...
In PersonAML / OFAC Compliance Officer / (Financial Security)
- Credit Agricole
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
He/she is expected to have knowledge of current anti-money laundering regulations, policies and requirements as per the Bank Secrecy Act, and the USA Patriot Act....
In PersonCompliance Manager - Compliance Monitoring and Programs
- TD Bank
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
The Compliance Manager - Compliance Monitoring Programs will lead and enhance our Compliance Management System (CMS) with a focus on loan performance and servicing....
In PersonProduct Compliance Manager, Banking
- Robinhood
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
- New York, NY (23 miles from Convent Station, NJ)
- 2 days ago
As a Banking Product Compliance Manager, you will manage and scale a compliance program that supports Robinhood's expanding suite of banking products....
In PersonSenior Manager, Compliance M&A
- Stryker
- Mahwah, NJ (24 miles from Convent Station, NJ)
- 2 days ago
- Mahwah, NJ (24 miles from Convent Station, NJ)
- 2 days ago
Work Flexibility: Remote The Senior Compliance Mergers and Acquisitions (M&A) Manager is responsible for providing leadership of functional due diligence activities associated with business...
RemoteCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Convent Station, NJ
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Convent Station, NJ offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Management Reporting
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Financial Services
- Resolution
- Discretion
- Reimbursement
- Strategy Development
- Risk Management
- Change Management
- Retail
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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