Compliance Manager Jobs in Tipton, MI
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Ann Arbor, MI (20 miles from Tipton, MI)
- 60+ days ago
- Ann Arbor, MI (20 miles from Tipton, MI)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Tipton, MI
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Tipton, MI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Tipton, MI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Derivatives
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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