Compliance Manager Jobs in Ida, MI
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Toledo, OH (16 miles from Ida, MI)
- 45+ days ago
- Toledo, OH (16 miles from Ida, MI)
- 45+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Ida, MI
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Ida, MI
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Ida, MI offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Risk Analysis
- Financial Services
- Resolution
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Investigation
- Coaching
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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