Compliance Manager Jobs in Swampscott, MA
Director, Compliance Governance and Oversight - Fidelity Digital Assets
- Fidelity Investments
- Boston, MA (11 miles from Swampscott, MA)
- 45+ days ago
- Boston, MA (11 miles from Swampscott, MA)
- 45+ days ago
managing teams 4-year college degree required, MBA or JD is a plus Have a strong understanding of banking regulation including both Federal and State banking requirements, Regulation E, UDAAP, and AML/BSA...
In PersonService and Compliance Coordinator in Boston
- Energy Jobline ZR
- Boston, MA (11 miles from Swampscott, MA)
- 8 hours ago
- Boston, MA (11 miles from Swampscott, MA)
- 8 hours ago
Energy Jobline is the largest and fastest growing global Energy Job Board and Energy Hub. We have an audience reach of over 7 million energy professionals, 400,000+ monthly advertised global...
In PersonSenior Director, Compliance - SLC Management
- Sun Life Financial
- Wellesley Hills, MA (21 miles from Swampscott, MA)
- 17 hours ago
- Wellesley Hills, MA (21 miles from Swampscott, MA)
- 17 hours ago
SLC Management is a growing global asset management firm providing innovative and diversified investment solutions to institutional investors. We are breaking new ground with a full spectrum of...
In Person(Sr) Assistant Director - Financial Compliance & Audit
- Boston College
- Newton, MA (16 miles from Swampscott, MA)
- 1 day ago
- Newton, MA (16 miles from Swampscott, MA)
- 1 day ago
Boston College Introduction Founded in 1863, Boston College is a Jesuit, Catholic university located six miles from downtown Boston with an enrollment of 9,654 full-time undergraduates and 5,072...
In PersonQuality Assurance and Compliance Director
- Alita Care
- Brookline, MA (15 miles from Swampscott, MA)
- 5 days ago
- Brookline, MA (15 miles from Swampscott, MA)
- 5 days ago
Maintain documentation for accreditation readiness (Joint Commission, CMS, BSAS, DMH), including Measures of Success, FMEAs, and audit tools....
In PersonAssistant Director Compliance and Enrollment Management
- Northeastern University
- Boston, MA (11 miles from Swampscott, MA)
- 8 days ago
- Boston, MA (11 miles from Swampscott, MA)
- 8 days ago
Assistant Director Compliance and Enrollment Management Northeastern University - 4.2 Boston, MA Job Details Full-time $52,820.00 - $74,607.50 a year 12 hours ago Benefits Health insurance Dental...
In PersonService and Compliance Coordinator
- Urban Property Management Corp.
- Boston, MA (11 miles from Swampscott, MA)
- 9 days ago
- Boston, MA (11 miles from Swampscott, MA)
- 9 days ago
ABOUT US Founded in 1983, Urban Property Management Corp. is a full-service property management firm specializing exclusively in the management of condominium communities. We are dedicated to...
In PersonInternational Trade Compliance Coordinator
- Talent Groups
- Waltham, MA (18 miles from Swampscott, MA)
- 9 days ago
- Waltham, MA (18 miles from Swampscott, MA)
- 9 days ago
Duration: 3-month contract (potential conversion in 2026) Seeking a Trade Compliance Specialist with 1 2 years of experience in US import/export compliance. Must have worked with a US Broker,...
In PersonBank Policy & Advisory Compliance Officer, Assistant Vice President
- State Street
- Boston, MA (11 miles from Swampscott, MA)
- 12 days ago
- Boston, MA (11 miles from Swampscott, MA)
- 12 days ago
Who we are looking for We are looking for a highly motivated and experienced Compliance Officer, AVP to join our dynamic Bank Policy & Advisory (BP&A) team in Corporate Compliance. The ideal...
In PersonAccounting Policy & SOX Compliance Manager
- Federal Home Loan Bank of Boston
- Boston, MA (11 miles from Swampscott, MA)
- 12 days ago
- Boston, MA (11 miles from Swampscott, MA)
- 12 days ago
Position Summary The Accounting Policy and SOX Compliance Manager oversees and has overall responsibility for the development, implementation and administration of accounting policies for the Bank and...
HybridDirector, Compliance Governance & Risk Management - HYBRID
- OSI Systems, Inc
- Billerica, MA (18 miles from Swampscott, MA)
- 16 days ago
- Billerica, MA (18 miles from Swampscott, MA)
- 16 days ago
Overview OSI Systems and its subsidiaries is a vertically integrated provider of specialized electronic systems and for components that meet the critical needs in the homeland security,...
Hybrid- Citizens Financial Group, Inc.
- Medford, MA (12 miles from Swampscott, MA)
- 20 days ago
- Medford, MA (12 miles from Swampscott, MA)
- 20 days ago
Description As a Compliance Officer specializing in Sanctions, you will play a critical role in mitigating risk and ensuring adherence to OFAC laws, regulations, and internal policies....
In Person- Citizens Bank
- Westwood, MA (23 miles from Swampscott, MA)
- 21 days ago
- Westwood, MA (23 miles from Swampscott, MA)
- 21 days ago
Description As a Compliance Officer specializing in Sanctions, you will play a critical role in mitigating risk and ensuring adherence to OFAC laws, regulations, and internal policies....
In Person- Manulife
- Boston, MA (11 miles from Swampscott, MA)
- 28 days ago
- Boston, MA (11 miles from Swampscott, MA)
- 28 days ago
The Compliance Manager is responsible for the execution and/or supervision of processes utilized to develop and update the organization's compliance policies and procedures and the programs established...
Hybrid- Ameriprise Financial
- Boston, MA (11 miles from Swampscott, MA)
- 29 days ago
- Boston, MA (11 miles from Swampscott, MA)
- 29 days ago
The Compliance Manager will be responsible for day-to-day compliance needs of the CMID Broker-Dealer Intermediary sales distribution team which includes inside wholesalers, outside wholesalers, institutional...
In PersonDemographic Data for Swampscott, MA
Moving to Swampscott, MA? Find some basic demographic data about Swampscott, MA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Swampscott, MA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Swampscott, MA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Commercial Banking
- Equities
- Private Banking
- Equity Research
- Fixed Income
- Know Your Customer
- BSA
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Fraud Investigation
- Mortgage Processing
- Due Diligence
- Financial Services
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Analytical Skills
- Written Communication
- Auditing
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Investigation
- Policy Administration
- Reporting
- Coaching
- Employee Development
- Regulations
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Research Skills
- Project Management
- Time Management
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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