Compliance Manager Jobs in West Point, KY
- Sazerac
- Louisville, KY (23 miles from West Point, KY)
- 18 days ago
- Louisville, KY (23 miles from West Point, KY)
- 18 days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonChief Compliance Officer and General Counsel
- DPL Financial Partners
- Louisville, KY (23 miles from West Point, KY)
- 19 days ago
- Louisville, KY (23 miles from West Point, KY)
- 19 days ago
(AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal...
HybridGovernment Compliance Coordinator
- Sazerac
- Bardstown, KY (23 miles from West Point, KY)
- 30+ days ago
- Bardstown, KY (23 miles from West Point, KY)
- 30+ days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonDemographic Data for West Point, KY
Moving to West Point, KY? Find some basic demographic data about West Point, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in West Point, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in West Point, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Retirement Planning
- Wealth Management
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Fraud Investigation
- Financial Planning
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Reimbursement
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Collaboration
- Coaching
- Investigation
- Policy Administration
- Microsoft PowerPoint
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Sales
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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