Compliance Manager Jobs in Watterson Park, KY
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (11 miles from Watterson Park, KY)
- 30+ days ago
- New Albany, IN (11 miles from Watterson Park, KY)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Watterson Park, KY
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Watterson Park, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Watterson Park, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- HAZWOPER
- Capital Markets
- Environmental Compliance
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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