Compliance Manager Jobs in Valley Station, KY
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (14 miles from Valley Station, KY)
- 17 days ago
- New Albany, IN (14 miles from Valley Station, KY)
- 17 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Valley Station, KY
Moving to Valley Station, KY? Find some basic demographic data about Valley Station, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Valley Station, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Valley Station, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Alternative Investments
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Education Experience
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Word
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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