Compliance Manager Jobs in Strathmr Mnr, KY
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (9 miles from Strathmr Mnr, KY)
- 10 days ago
- New Albany, IN (9 miles from Strathmr Mnr, KY)
- 10 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Strathmr Mnr, KY
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Strathmr Mnr, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Strathmr Mnr, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Lending
- Juris Doctor
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Analytical Skills
- Auditing
- Written Communication
- Implementation
- Collaboration
- Documentation
- Verbal Communication
- Data Analysis
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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