Compliance Manager Jobs in Stamping Ground, KY
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Frankfort, KY (13 miles from Stamping Ground, KY)
- 30+ days ago
- Frankfort, KY (13 miles from Stamping Ground, KY)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Stamping Ground, KY
Moving to Stamping Ground, KY? Find some basic demographic data about Stamping Ground, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Stamping Ground, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Stamping Ground, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Nationwide Mortgage Licensing System & Registry
- Mortgage Servicing
- Equities
- Alternative Investments
- Know Your Customer
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Interpersonal Skills
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Computer Skills
- Research Skills
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- AS9102
- Tila Respa Integrated Disclosures
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