Compliance Manager Jobs in Shively, KY
- BP
- Louisville, KY (6 miles from Shively, KY)
- 9 days ago
- Louisville, KY (6 miles from Shively, KY)
- 9 days ago
Entity: Customers & Products Job Family Group: Business Support Group Job Description: The Compliance Coordinator will be responsible for providing advice and support on straightforward HSE&C...
In PersonProject Delivery Manager - Regulatory Reporting Manager
- Deloitte
- Louisville, KY (6 miles from Shively, KY)
- 13 days ago
- Louisville, KY (6 miles from Shively, KY)
- 13 days ago
Position Summary Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability...
In Person- Sazerac
- Louisville, KY (6 miles from Shively, KY)
- 45+ days ago
- Louisville, KY (6 miles from Shively, KY)
- 45+ days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonChief Compliance Officer and General Counsel
- DPL Financial Partners
- Louisville, KY (6 miles from Shively, KY)
- 45+ days ago
- Louisville, KY (6 miles from Shively, KY)
- 45+ days ago
(AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal...
HybridDemographic Data for Shively, KY
Moving to Shively, KY? Find some basic demographic data about Shively, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Shively, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Shively, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- California Environmental Quality Act
- Public Accounting
- Tax Compliance
- Consumer Lending
- Corporate Tax
- Commercial Lending
- Mortgage Servicing
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- Securities and Exchange Commission
- Derivatives
- OFAC
- Wealth Management
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Accounting
- Auditing
- Implementation
- Reporting
- Verbal Communication
- Investigation
- Interpersonal Skills
- Documentation
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Coaching
- Employee Development
- Filing
- Bachelor's Degree
- Microsoft Word
- Regulations
- Research Skills
- Computer Skills
- Problem Solving
- Microsoft Office
- Microsoft Excel
- Project Management
- Staff Supervision
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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