Compliance Manager Jobs in Shepherdsville, KY
Chief Compliance Officer and General Counsel
- DPL Financial Partners
- Meadowbrk Frm, KY (22 miles from Shepherdsville, KY)
- 1 day ago
- Meadowbrk Frm, KY (22 miles from Shepherdsville, KY)
- 1 day ago
(AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal...
RemoteUS - E - Consulting - Project Delivery Manager - Regulatory Reporting Manager - RRF Operate - PDM
- Deloitte
- Louisville, KY (20 miles from Shepherdsville, KY)
- 2 days ago
- Louisville, KY (20 miles from Shepherdsville, KY)
- 2 days ago
Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability to share new...
In Person- Sazerac
- Louisville, KY (20 miles from Shepherdsville, KY)
- 30+ days ago
- Louisville, KY (20 miles from Shepherdsville, KY)
- 30+ days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (22 miles from Shepherdsville, KY)
- 90+ days ago
- New Albany, IN (22 miles from Shepherdsville, KY)
- 90+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Shepherdsville, KY
Moving to Shepherdsville, KY? Find some basic demographic data about Shepherdsville, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Shepherdsville, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Shepherdsville, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- Equity Research
- California Environmental Quality Act
- Corporate Tax
- Tax Compliance
- Commercial Lending
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Due Diligence
- Financial Services
- Client Services
- Resolution
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Accounting
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Interpersonal Skills
- Collaboration
- Investigation
- Microsoft PowerPoint
- Policy Development
- Employee Development
- Bachelor's Degree
- Education Experience
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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