Compliance Manager Jobs in Plantation, KY
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (13 miles from Plantation, KY)
- 16 days ago
- New Albany, IN (13 miles from Plantation, KY)
- 16 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Plantation, KY
Moving to Plantation, KY? Find some basic demographic data about Plantation, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Plantation, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Plantation, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Alternative Investments
- Freddie Mac
- Equity Research
- Wealth Management
- Know Your Customer
- BSA
- Fixed Income
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Lending
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Verbal Communication
- Reporting
- Accounting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills