Compliance Manager Jobs in Lyndon, KY
- Sazerac
- Louisville, KY (7 miles from Lyndon, KY)
- 12 days ago
- Louisville, KY (7 miles from Lyndon, KY)
- 12 days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonChief Compliance Officer and General Counsel
- DPL Financial Partners
- Louisville, KY (7 miles from Lyndon, KY)
- 12 days ago
- Louisville, KY (7 miles from Lyndon, KY)
- 12 days ago
(AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal...
HybridGovernment Compliance Coordinator
- Sazerac
- Jeffersonville, IN (8 miles from Lyndon, KY)
- 26 days ago
- Jeffersonville, IN (8 miles from Lyndon, KY)
- 26 days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (11 miles from Lyndon, KY)
- 60+ days ago
- New Albany, IN (11 miles from Lyndon, KY)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Lyndon, KY
Moving to Lyndon, KY? Find some basic demographic data about Lyndon, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lyndon, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lyndon, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Management Reporting
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Financial Services
- Resolution
- Discretion
- Reimbursement
- Strategy Development
- Risk Management
- Change Management
- Retail
- Written Communication
- Auditing
- Finance
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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