Compliance Manager Jobs in Lagrange, KY
- Sazerac
- Louisville, KY (23 miles from Lagrange, KY)
- 30+ days ago
- Louisville, KY (23 miles from Lagrange, KY)
- 30+ days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonChief Compliance Officer and General Counsel
- DPL Financial Partners
- Louisville, KY (23 miles from Lagrange, KY)
- 30+ days ago
- Louisville, KY (23 miles from Lagrange, KY)
- 30+ days ago
(AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal...
HybridGovernment Compliance Coordinator
- Sazerac
- Jeffersonville, IN (22 miles from Lagrange, KY)
- 45+ days ago
- Jeffersonville, IN (22 miles from Lagrange, KY)
- 45+ days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonDemographic Data for Lagrange, KY
Moving to Lagrange, KY? Find some basic demographic data about Lagrange, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lagrange, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lagrange, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- California Environmental Quality Act
- Equities
- Consumer Lending
- Commercial Lending
- Stormwater Pollution Prevention Plan
- Know Your Customer
- BSA
- OFAC
- Ecology
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Investment Management
- Lending
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Written Communication
- Auditing
- Finance
- Implementation
- Accounting
- Reporting
- Decision Making
- Documentation
- Verbal Communication
- Collaboration
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Sales
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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