Compliance Manager Jobs in Hebron Estates, KY
- Sazerac
- Louisville, KY (20 miles from Hebron Estates, KY)
- 22 days ago
- Louisville, KY (20 miles from Hebron Estates, KY)
- 22 days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonChief Compliance Officer and General Counsel
- DPL Financial Partners
- Louisville, KY (20 miles from Hebron Estates, KY)
- 22 days ago
- Louisville, KY (20 miles from Hebron Estates, KY)
- 22 days ago
(AML), know-your-customer (KYC), and fiduciary Conduct regular risk assessments, audits, and training to mitigate regulatory risks and promote ethical practices across RIA partnerships and internal...
HybridGovernment Compliance Coordinator
- Sazerac
- Jeffersonville, IN (24 miles from Hebron Estates, KY)
- 30+ days ago
- Jeffersonville, IN (24 miles from Hebron Estates, KY)
- 30+ days ago
Sazerac Company Overview Build your career at Sazerac! With almost 400 years of rich history, Sazerac Company has thrived as an independent, American family-owned company with operations in the...
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (22 miles from Hebron Estates, KY)
- 60+ days ago
- New Albany, IN (22 miles from Hebron Estates, KY)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Hebron Estates, KY
Moving to Hebron Estates, KY? Find some basic demographic data about Hebron Estates, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hebron Estates, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hebron Estates, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Loan Origination
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Wealth Management
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Presentation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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