Compliance Manager Jobs in Goshen, KY
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (19 miles from Goshen, KY)
- 30+ days ago
- New Albany, IN (19 miles from Goshen, KY)
- 30+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Goshen, KY
Moving to Goshen, KY? Find some basic demographic data about Goshen, KY below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Goshen, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Goshen, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Alternative Investments
- Know Your Customer
- Nationwide Mortgage Licensing System & Registry
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Interpersonal Skills
- Reporting
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- AS9102
- Tila Respa Integrated Disclosures
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