Compliance Manager Jobs in Audubon Park, KY
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- New Albany, IN (9 miles from Audubon Park, KY)
- 8 days ago
- New Albany, IN (9 miles from Audubon Park, KY)
- 8 days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Audubon Park, KY
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Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Audubon Park, KY
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Audubon Park, KY offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Internal Control
- Lending
- Anti-Money Laundering
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Analytical Skills
- Auditing
- Written Communication
- Implementation
- Collaboration
- Documentation
- Verbal Communication
- Data Analysis
- Coaching
- Interpersonal Skills
- Investigation
- Reporting
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Policy Development
- Filing
- Project Management
- Research Skills
- Regulations
- Microsoft Office
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Environmental Management Systems
- Communication Skills
- USDA
- Tila Respa Integrated Disclosures
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