Compliance Manager Jobs in Waukee, IA
- Integrity Marketing
- Urbandale, IA (12 miles from Waukee, IA)
- 90+ days ago
- Urbandale, IA (12 miles from Waukee, IA)
- 90+ days ago
This position will work directly with the Chief Compliance Officer (CCO)/ Chief Operating Officer (COO) and will manage and oversee compliance related functions for Brokers International Financial...
In PersonDemographic Data for Waukee, IA
Moving to Waukee, IA? Find some basic demographic data about Waukee, IA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Waukee, IA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Waukee, IA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Mortgage Servicing
- Equities
- Equity Research
- Know Your Customer
- BSA
- Fixed Income
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Risk Analysis
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Auditing
- Written Communication
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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