Compliance Manager Jobs in Slater, IA
- Federal Home Loan Bank of Des Moines
- Des Moines, IA (17 miles from Slater, IA)
- 10 days ago
- Des Moines, IA (17 miles from Slater, IA)
- 10 days ago
The Compliance Manager is to ensure that Community Investment Department's (CID) policies and procedures are compliant with applicable regulations and Bank requirements....
Hybrid- Integrity Marketing
- Urbandale, IA (18 miles from Slater, IA)
- 90+ days ago
- Urbandale, IA (18 miles from Slater, IA)
- 90+ days ago
This position will work directly with the Chief Compliance Officer (CCO)/ Chief Operating Officer (COO) and will manage and oversee compliance related functions for Brokers International Financial...
In PersonDemographic Data for Slater, IA
Moving to Slater, IA? Find some basic demographic data about Slater, IA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Slater, IA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Slater, IA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Nationwide Mortgage Licensing System & Registry
- Mortgage Servicing
- Equities
- Environmental Regulations
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- AS9102
- Tila Respa Integrated Disclosures
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