Compliance Manager Jobs in Preble, IN
Compliance Officer - Brokerage - Securities Admin
- WesBanco
- Fort Wayne, IN (21 miles from Preble, IN)
- 45+ days ago
- Fort Wayne, IN (21 miles from Preble, IN)
- 45+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Preble, IN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Preble, IN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Securities and Exchange Commission
- Retirement Planning
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Juris Doctor
- Lending
- Financial Planning
- Due Diligence
- Fraud Investigation
- Financial Services
- Resolution
- Complaint Resolution
- Reimbursement
- Strategy Development
- Risk Management
- Change Management
- Retail
- Written Communication
- Finance
- Auditing
- Implementation
- Presentation
- Collaboration
- Reporting
- Documentation
- Consulting
- Verbal Communication
- Coaching
- Investigation
- Microsoft PowerPoint
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Regulations
- Research Skills
- Computer Skills
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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