Compliance Manager Jobs in Lawrence, IN
Regulatory Affairs Project Manager / Regulatory Affairs Manager
- Hoffmann-La Roche Ltd
- Indianapolis, IN (5 miles from Lawrence, IN)
- 22 hours ago
- Indianapolis, IN (5 miles from Lawrence, IN)
- 22 hours ago
At Roche you can show up as yourself, embraced for the unique qualities you bring. Our culture encourages personal expression, open dialogue, and genuine connections, where you are valued,...
In PersonIncentives Compliance Coordinator
- City of Indianapolis and Marion County
- Indianapolis, IN (7 miles from Lawrence, IN)
- 1 day ago
- Indianapolis, IN (7 miles from Lawrence, IN)
- 1 day ago
This position is responsible for reviewing required documentation, draw requests and overall compliance for all projects receiving economic and development incentives from the real estate and...
In PersonManager, Compliance - Risk Assessment
- Charles Schwab Corporation
- Indianapolis, IN (5 miles from Lawrence, IN)
- 8 days ago
- Indianapolis, IN (5 miles from Lawrence, IN)
- 8 days ago
Professional certification(s): including Certified Regulatory Compliance Manager (CRCM), Certified Securities Compliance Professional (CSCP), Certified Internal Auditor (CIA), or Certified Risk Professional...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Indianapolis, IN (5 miles from Lawrence, IN)
- 13 days ago
- Indianapolis, IN (5 miles from Lawrence, IN)
- 13 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonCommercial Lending Business Risk and Compliance Manager
- First Busey Corporation
- Carmel, IN (11 miles from Lawrence, IN)
- 19 days ago
- Carmel, IN (11 miles from Lawrence, IN)
- 19 days ago
Position Summary The Business Risk and Compliance Manager brings Commercial Lending experience that supports the development and implementation of Commercial Lending-specific business procedures to...
In Person- Arbor Homes
- Indianapolis, IN (5 miles from Lawrence, IN)
- 60+ days ago
- Indianapolis, IN (5 miles from Lawrence, IN)
- 60+ days ago
Assist National Compliance Manager with organizational documentation collection, adherence, and onboarding of new trade partners....
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Carmel, IN (11 miles from Lawrence, IN)
- 60+ days ago
- Carmel, IN (11 miles from Lawrence, IN)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Lawrence, IN
Moving to Lawrence, IN? Find some basic demographic data about Lawrence, IN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lawrence, IN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lawrence, IN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Consumer Lending
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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