Compliance Manager Jobs in Lapel, IN
Manager, Compliance - Risk Assessment
- Charles Schwab Corporation
- Indianapolis, IN (24 miles from Lapel, IN)
- 7 days ago
- Indianapolis, IN (24 miles from Lapel, IN)
- 7 days ago
Professional certification(s): including Certified Regulatory Compliance Manager (CRCM), Certified Securities Compliance Professional (CSCP), Certified Internal Auditor (CIA), or Certified Risk Professional...
In PersonRetirement Plans ERISA Compliance, Manager
- Charles Schwab Corporation
- Indianapolis, IN (24 miles from Lapel, IN)
- 12 days ago
- Indianapolis, IN (24 miles from Lapel, IN)
- 12 days ago
Your Opportunity At Schwab, you're empowered to make an impact on your career. Here, innovative thought meets creative problem solving, helping us challenge the status quo and transform the...
In PersonCommercial Lending Business Risk and Compliance Manager
- First Busey Corporation
- Carmel, IN (19 miles from Lapel, IN)
- 17 days ago
- Carmel, IN (19 miles from Lapel, IN)
- 17 days ago
Position Summary The Business Risk and Compliance Manager brings Commercial Lending experience that supports the development and implementation of Commercial Lending-specific business procedures to...
In Person- Arbor Homes
- Indianapolis, IN (24 miles from Lapel, IN)
- 60+ days ago
- Indianapolis, IN (24 miles from Lapel, IN)
- 60+ days ago
Assist National Compliance Manager with organizational documentation collection, adherence, and onboarding of new trade partners....
In PersonCompliance Officer - Brokerage - Securities Admin
- WesBanco
- Carmel, IN (19 miles from Lapel, IN)
- 60+ days ago
- Carmel, IN (19 miles from Lapel, IN)
- 60+ days ago
Maintain ongoing understanding of FINRA rules and regulations; BSA & AML. Assist with the development of WSI's (WesBanco Securities Inc.) risk and compliance management practices and programs....
In PersonDemographic Data for Lapel, IN
Moving to Lapel, IN? Find some basic demographic data about Lapel, IN below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Lapel, IN
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Lapel, IN offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Equities
- Commercial Lending
- Know Your Customer
- BSA
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Investment Management
- Fraud Investigation
- Due Diligence
- Financial Services
- Resolution
- Complaint Resolution
- Discretion
- Strategy Development
- Risk Management
- Change Management
- Auditing
- Written Communication
- Finance
- Implementation
- Reporting
- Documentation
- Verbal Communication
- Accounting
- Interpersonal Skills
- Collaboration
- Coaching
- Investigation
- Microsoft PowerPoint
- Policy Administration
- Employee Development
- Policy Development
- Bachelor's Degree
- Filing
- Research Skills
- Computer Skills
- Regulations
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
Other Career Titles
Here are some other career titles that require similar skills