SUMMARY The Internal Compliance Coordinator monitors 1891 Financial Life insurance business practices, (new business, underwriting, marketing and post issuance activities), to ensure that...
Your role Do you know the Investment Advisers Act, the Investment Company Act, the Commodity Exchange Act and/or the Securities Exchange Act? Are you an expert when it comes to performing...
origination and servicing; make recommendations related to acceptable exceptions Coordinate with multiple capital markets securitization teams in evaluating compliance with underwriting standards and...
Manager (CRCM) or a relevant certification 6 + years of experience in auditing one of the following areas: consumer compliance, banking or financial services industry, risk management. 6+ years of...
Entity: Production & Operations Job Family Group: Operations Group Job Description: Role Synopsis The Department of Transportation (DOT) Compliance Coordinator will collaborate with BP field...
Certified Regulatory ComplianceManager (CRCM), preferred. 5+ years of progressively responsible experience in a bank or financial services company, with compliance, lending/credit, audit or risk management...
document gathering, responding to requests, when required Perform other duties as needed from time to time Qualifications: 5+ years compliance, audit, or risk management experience Experience with BSA...
Join a leading fintech company that's democratizing finance for all. Robinhood Markets was founded on a simple idea: that our financial markets should be accessible to all. With customers at the...
Regulatory Affairs Manager with Structured Product Labelling (SPL) Experience We have a below position for Regulatory Affairs Manager with Structured Product Labelling (SPL) for long term...
Discover. A brighter future. With us, youll do meaningful work from Day 1. Our collaborative culture is built on three core behaviors: We Play to Win, We Get Better Every Day & We Succeed...
Manager (CRCM) or Certified Public Accountant (CPA) Preferred Knowledge/Skills: Demonstrates extensive abilities with, and/or a proven record of success directing efforts related to: Prepare, review...
at Silliker, Inc in Chicago, Illinois, United States Job Description Regulatory Affairs Manager Remote Regular MERIEUX NUTRISCIENCES As a trusted partner, our Public Health mission is to make food...
Our Promise Balance - Quest fosters a fun, supportive environment that puts people first and strives for both culinary excellence and enduring relationships. Our flexible work opportunities...
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Compliance Manager Online Courses and Training Opportunities
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This self-paced course provides fundamental knowledge on modern Compliance Risk Management (CRM) good practices. The strategic goal of CRM is to steadily increase the level of voluntary compliance...
This course provides an overview of governance, risk, and compliance. It focuses on the importance of GRC, identifying GRC concerns, and ways to mitigate those concerns. Our exclusive content is...
Identify legal operations in the cannabis industry and investigate how research and development can advance cannabis science. Learn compliance and testing methods related to analytical chemistry...
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