Compliance Manager Jobs in Winterthur, DE
- Spring EQ
- Conshohocken, PA (24 miles from Winterthur, DE)
- 12 days ago
- Conshohocken, PA (24 miles from Winterthur, DE)
- 12 days ago
Qualifications Required Skills/Abilities: Deep understanding of mortgage lending regulations and compliance requirements. Strong leadership and strategic thinking skills....
In PersonInvestment Operations Securities Specialist Senior
- City National Bank
- Newark, DE (14 miles from Winterthur, DE)
- 21 days ago
- Newark, DE (14 miles from Winterthur, DE)
- 21 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
RemoteTSA Quality Compliance Coordinator
- ThermoFisher Scientific
- Swedesboro, NJ (13 miles from Winterthur, DE)
- 22 days ago
- Swedesboro, NJ (13 miles from Winterthur, DE)
- 22 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Adherence to all Good Manufacturing Practices (GMP) Safety Standards, Office, Warehouse Job Description Location/Division Specific...
In PersonCompliance & Audit Manager (Malvern, PA)
- Philips
- Malvern, PA (16 miles from Winterthur, DE)
- 45+ days ago
- Malvern, PA (16 miles from Winterthur, DE)
- 45+ days ago
Compliance & Audit Manager (Malvern, PA) Job Description As the Compliance & Audit Manager, you will be responsible for supporting and enhancing compliance, auditing and monitoring capabilities in...
In Person- Onbe, Inc
- Conshohocken, PA (24 miles from Winterthur, DE)
- 45+ days ago
- Conshohocken, PA (24 miles from Winterthur, DE)
- 45+ days ago
In-depth knowledge of consumer compliance, AML/OFAC, payments, and e-money regulations....
HybridSenior Compliance Director, Head of Brokerage Oversight Compliance
- Vanguard
- Malvern, PA (16 miles from Winterthur, DE)
- 90+ days ago
- Malvern, PA (16 miles from Winterthur, DE)
- 90+ days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
In PersonCompliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Winterthur, DE
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Winterthur, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equities
- Equity Research
- Know Your Customer
- BSA
- OFAC
- Capital Markets
- Environmental Compliance
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Financial Services
- Due Diligence
- Resolution
- Risk Management
- Finance
- Implementation
- Analytical Skills
- Written Communication
- Auditing
- Microsoft Outlook
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Coaching
- Interpersonal Skills
- Investigation
- Policy Administration
- Reporting
- Employee Development
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Research Skills
- Project Management
- Time Management
- Microsoft Word
- Regulations
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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