Compliance Manager Jobs in Rockland, DE
Compliance Manager of Independent Risk, Vice President
- State Street Corporation
- Berwyn, PA (17 miles from Rockland, DE)
- 3 days ago
- Berwyn, PA (17 miles from Rockland, DE)
- 3 days ago
Who we are looking for Corporate Compliance is seeking a dedicated and knowledgeable Compliance Manager to support the Senior Compliance Officer (SCO) of Independent Risk Management (IRM) with compliance...
RemoteChief Compliance Officer - Wilmington Funds
- M&T Bank
- Wilmington, DE (5 miles from Rockland, DE)
- 4 days ago
- Wilmington, DE (5 miles from Rockland, DE)
- 4 days ago
Overview: The Chief Compliance Officer (CCO) of the Wilmington Funds will be responsible for overseeing and administering its compliance program in accordance with Rule 38a-1 under the Investment...
In PersonOperations Accounting - Inventory & Financing Compliance Manager
- Core Weave
- Philadelphia, PA (24 miles from Rockland, DE)
- 15 days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 15 days ago
About the Role: We are seeking an Operations Accounting - Inventory & Financing Compliance Manager who will play a critical role supporting the company's inventory and fixed asset accounting functions...
Hybrid- Spring EQ
- Conshohocken, PA (24 miles from Rockland, DE)
- 20 days ago
- Conshohocken, PA (24 miles from Rockland, DE)
- 20 days ago
Qualifications Required Skills/Abilities: Deep understanding of mortgage lending regulations and compliance requirements. Strong leadership and strategic thinking skills....
In PersonInvestment Operations Securities Specialist Senior
- City National Bank
- Newark, DE (14 miles from Rockland, DE)
- 28 days ago
- Newark, DE (14 miles from Rockland, DE)
- 28 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
RemoteTSA Quality Compliance Coordinator
- ThermoFisher Scientific
- Swedesboro, NJ (11 miles from Rockland, DE)
- 29 days ago
- Swedesboro, NJ (11 miles from Rockland, DE)
- 29 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Adherence to all Good Manufacturing Practices (GMP) Safety Standards, Office, Warehouse Job Description Location/Division Specific...
In PersonFinancial Institution Regulatory Compliance Manager
- Baker Tilly Virchow Krause, LLP
- Philadelphia, PA (24 miles from Rockland, DE)
- 30+ days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 30+ days ago
If yes, consider joining Baker Tilly (BT) as a Financial Institution Regulatory Compliance Manager!...
In PersonCompliance & Audit Manager (Malvern, PA)
- Philips
- Malvern, PA (17 miles from Rockland, DE)
- 45+ days ago
- Malvern, PA (17 miles from Rockland, DE)
- 45+ days ago
Compliance & Audit Manager (Malvern, PA) Job Description As the Compliance & Audit Manager, you will be responsible for supporting and enhancing compliance, auditing and monitoring capabilities in...
In Person- Onbe, Inc
- Conshohocken, PA (24 miles from Rockland, DE)
- 45+ days ago
- Conshohocken, PA (24 miles from Rockland, DE)
- 45+ days ago
In-depth knowledge of consumer compliance, AML/OFAC, payments, and e-money regulations....
Hybrid- Creditly Corp
- Philadelphia, PA (24 miles from Rockland, DE)
- 90+ days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 90+ days ago
, credit products, tradelines and payments Experience designing and implementing AML/KYC programs, with knowledge of Bank Secrecy Act (BSA), OFAC requirements, and FinCEN guidance CAMS certification...
In PersonSenior Compliance Director, Head of Brokerage Oversight Compliance
- Vanguard
- Malvern, PA (17 miles from Rockland, DE)
- 90+ days ago
- Malvern, PA (17 miles from Rockland, DE)
- 90+ days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
In PersonSenior HSE Compliance Coordinator - MICON Group, Inc.
- Michels Corporation
- Philadelphia, PA (24 miles from Rockland, DE)
- 90+ days ago
- Philadelphia, PA (24 miles from Rockland, DE)
- 90+ days ago
As one of the largest, most diversified utility contractors in North America, MICON Group, Inc. has been unlocking the potential of infrastructure and transportation construction for six decades....
In PersonDemographic Data for Rockland, DE
Moving to Rockland, DE? Find some basic demographic data about Rockland, DE below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Rockland, DE
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Rockland, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Private Banking
- Equity Research
- Equities
- Know Your Customer
- BSA
- Wealth Management
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Juris Doctor
- Financial Services
- Mortgage Processing
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Implementation
- Analytical Skills
- Auditing
- Written Communication
- Microsoft Outlook
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Coaching
- Interpersonal Skills
- Investigation
- Policy Administration
- Reporting
- Employee Development
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Project Management
- Research Skills
- Regulations
- Microsoft Office
- Time Management
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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