Compliance Manager Jobs in Hockessin, DE
Investment Operations Securities Specialist Senior
- Newark, DE (11 miles from Hockessin, DE)
- 3 days ago
- Newark, DE (11 miles from Hockessin, DE)
- 3 days ago
INVESTMENT OPERATIONS SECURITIES SPECIALIST SENIOR WHAT IS THE OPPORTUNITY? The Senior Securities Specialist will support responsibilities assigned to the Trust Operations team. Position will...
Remote WorkTSA Quality Compliance Coordinator
- Swedesboro, NJ (17 miles from Hockessin, DE)
- 4 days ago
- Swedesboro, NJ (17 miles from Hockessin, DE)
- 4 days ago
Work Schedule Standard (Mon-Fri) Environmental Conditions Adherence to all Good Manufacturing Practices (GMP) Safety Standards, Office, Warehouse Job Description Location/Division Specific...
Compliance & Audit Manager (Malvern, PA)
- Malvern, PA (19 miles from Hockessin, DE)
- 30+ days ago
- Malvern, PA (19 miles from Hockessin, DE)
- 30+ days ago
Compliance & Audit Manager (Malvern, PA) Job Description As the Compliance & Audit Manager, you will be responsible for supporting and enhancing compliance, auditing and monitoring capabilities in...
Special Education Compliance Coordinator
- Media, PA (16 miles from Hockessin, DE)
- 30+ days ago
- Media, PA (16 miles from Hockessin, DE)
- 30+ days ago
Overview Pay Range: $70,000 - $80,000 Schedule: M-F days 7:45am to 3:30pm Join a Team That Changes Lives For more than 170 years, Elwyn has been leading the way in supporting children, teens, and...
Senior Director, Compliance Analytics
- Greenville, DE (3 miles from Hockessin, DE)
- 60+ days ago
- Greenville, DE (3 miles from Hockessin, DE)
- 60+ days ago
Employee Applicant Privacy Notice Who we are: Shape a brighter financial future with us. Together with our members, we're changing the way people think about and interact with personal finance....
Sr. Regulatory Affairs Manager
- Pennsville, NJ (14 miles from Hockessin, DE)
- 90+ days ago
- Pennsville, NJ (14 miles from Hockessin, DE)
- 90+ days ago
General Information Country United States City Pennsville, New Jersey Functional Area Research & Development Job Group Regulatory Affairs Employment Type Permanent Contract Working time Full-time...
Senior Compliance Director, Head of Brokerage Oversight Compliance
- Malvern, PA (19 miles from Hockessin, DE)
- 90+ days ago
- Malvern, PA (19 miles from Hockessin, DE)
- 90+ days ago
Financial integrity from the inside out Vanguards core purpose is to take a stand for all investors, to treat them fairly, and to give them the best chance for investment success. Known for our...
Demographic Data for Hockessin, DE
Moving to Hockessin, DE? Find some basic demographic data about Hockessin, DE below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Hockessin, DE
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Hockessin, DE offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Reduction in Force
- Commercial Banking
- Mortgage Servicing
- Equities
- Equity Research
- Fixed Income
- Know Your Customer
- Consumer Lending
- BSA
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Fraud Investigation
- Mortgage Processing
- Financial Services
- Due Diligence
- Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Implementation
- Analytical Skills
- Written Communication
- Auditing
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Interpersonal Skills
- Investigation
- Reporting
- Coaching
- Employee Development
- Policy Development
- Microsoft PowerPoint
- Regulations
- Filing
- Bachelor's Degree
- Project Management
- Time Management
- Research Skills
- Microsoft Office
- Microsoft Excel
- Staff Supervision
- Organization
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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