Compliance Manager Jobs in Broad Brook, CT
Project Delivery Manager - Regulatory Reporting Manager
- Deloitte
- Hartford, CT (10 miles from Broad Brook, CT)
- 5 days ago
- Hartford, CT (10 miles from Broad Brook, CT)
- 5 days ago
Position Summary Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability...
In PersonUS - E - Consulting - Project Delivery Manager - Regulatory Reporting Manager - RRF Operate - PDM
- Deloitte
- Hartford, CT (10 miles from Broad Brook, CT)
- 7 days ago
- Hartford, CT (10 miles from Broad Brook, CT)
- 7 days ago
Are you an experienced, passionate pioneer in technology who wants to work in a collaborative environment? As an experienced Regulatory Reporting Manager you will have the ability to share new...
In PersonFinancial & Regulatory Reporting Manager
- US Bank
- Hartford, CT (10 miles from Broad Brook, CT)
- 12 days ago
- Hartford, CT (10 miles from Broad Brook, CT)
- 12 days ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
In PersonProgram Compliance Coordinator
- Wayfinders
- Springfield, MA (13 miles from Broad Brook, CT)
- 14 days ago
- Springfield, MA (13 miles from Broad Brook, CT)
- 14 days ago
Wayfinders Program Compliance Coordinator Springfield, MA Apply Program Compliance Coordinator Hybrid / Springfield, MA 01103 Salary Range - \$24.00 - \$27.25 Hourly Position Type - Full-time...
HybridHIM- Compliance & Audit Manager
- 14000 - Oxford US
- Springfield, MA (13 miles from Broad Brook, CT)
- 15 days ago
- Springfield, MA (13 miles from Broad Brook, CT)
- 15 days ago
Join our team and experience how we lead with passion, positivity, and accountability to deliver the Right Talent. Right Now. We create an environment where you can think big, have fun and truly...
In PersonAccounting Manager, Compliance & Payroll
- LIMRA AND LOMA
- Wethersfield, CT (15 miles from Broad Brook, CT)
- 30+ days ago
- Wethersfield, CT (15 miles from Broad Brook, CT)
- 30+ days ago
Accounting Manager Payroll, Tax, and Compliance About Us: Recognized as the trusted source for industry knowledge, LIMRA and LOMA provides research, training, development, and networking solutions...
HybridDemographic Data for Broad Brook, CT
Moving to Broad Brook, CT? Find some basic demographic data about Broad Brook, CT below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Broad Brook, CT
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Broad Brook, CT offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Tax Research
- Equity Research
- California Environmental Quality Act
- Corporate Tax
- Tax Compliance
- Commercial Lending
- Stormwater Pollution Prevention Plan
- BSA
- Know Your Customer
- OFAC
- Securities and Exchange Commission
- Capital Markets
- Anti-Money Laundering
- Internal Control
- Lending
- Financial Services
- Due Diligence
- Client Services
- Resolution
- Complaint Resolution
- Standard Operating Procedures
- Strategy Development
- Risk Management
- Written Communication
- Finance
- Auditing
- Implementation
- Accounting
- Reporting
- Documentation
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Microsoft PowerPoint
- Policy Development
- Employee Development
- Filing
- Bachelor's Degree
- Education Experience
- Research Skills
- Computer Skills
- Regulations
- Problem Solving
- Microsoft Office
- Project Management
- Staff Supervision
- Microsoft Excel
- Scheduling
- Time Management
- Leadership
- Communication Skills
- Business Consolidations
- Tila Respa Integrated Disclosures
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