Compliance Manager Jobs in View Park, CA
Chief Compliance Officer - Investment Company
- Los Angeles, CA (5 miles from View Park, CA)
- 1 day ago
- Los Angeles, CA (5 miles from View Park, CA)
- 1 day ago
In addition, certain positions may also be subject to the requirements of FINRA, NMLS registration, Reg Z, Reg G, OFAC, the NFA, the FCPA, the Bank Secrecy Act, the SAFE Act, and/or federal guidelines...
Regional Compliance Coordinator
- Torrance, CA (10 miles from View Park, CA)
- 1 day ago
- Torrance, CA (10 miles from View Park, CA)
- 1 day ago
Primary Duties and Responsibilities: Works collaboratively with the regional Compliance Department and other enterprise Business Unit leaders, Subject Matter Experts (SMEs) and team members to...
Home Office Operations & Compliance Coordinator
- Los Angeles, CA (5 miles from View Park, CA)
- 8 days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 8 days ago
Home Office Operations & Compliance Coordinator Job Summary Environmental Charter Schools (ECS) is seeking a skilled and highly organized Home Office Operations & Compliance Coordinator to join...
- Los Angeles, CA (5 miles from View Park, CA)
- 9 days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 9 days ago
Requirements Description Hourly rate: Starting at $23 Position Summary The Compliance Coordinator plays a key role in supporting Intercare Therapys commitment to regulatory and contractual...
- Montebello, CA (13 miles from View Park, CA)
- 12 days ago
- Montebello, CA (13 miles from View Park, CA)
- 12 days ago
Grow Healthy If you are as passionate about helping those in need as you are about growing your career, consider AltaMed. At AltaMed, your passion for helping others isnt just welcomed its...
- Los Angeles, CA (5 miles from View Park, CA)
- 17 days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 17 days ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
Compliance Manager Property Management
- Los Angeles, CA (5 miles from View Park, CA)
- 17 days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 17 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
Compliance Manager-Multifamily Real Estate
- Los Angeles, CA (5 miles from View Park, CA)
- 19 days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 19 days ago
We are looking for a Compliance Manager who is meticulous and knowledgeable in the Real Estate/Property Management world....
- North Hollywood, CA (12 miles from View Park, CA)
- 19 days ago
- North Hollywood, CA (12 miles from View Park, CA)
- 19 days ago
Position Summary: The Trade Compliance Manager is a key member of the PCC compliance team and will establish and implement a robust trade compliance program that supports the day-to-day operation of...
- Los Angeles, CA (5 miles from View Park, CA)
- 23 days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 23 days ago
SUMMARY The Compliance Officer is responsible for duties within the Compliance Department and assisting the Compliance Manager as directed....
- Monterey Park, CA (11 miles from View Park, CA)
- 24 days ago
- Monterey Park, CA (11 miles from View Park, CA)
- 24 days ago
Qualifications/Requirements Minimum 3 years of regulatory compliance experience with respect to commercial banking products and services required....
- City of Industry, CA (17 miles from View Park, CA)
- 25 days ago
- City of Industry, CA (17 miles from View Park, CA)
- 25 days ago
The Compliance Manager is an ambassador for the Compliance program and actively promotes an ethical culture through actions and communication....
Bank Partnership Compliance Manager
- Los Angeles, CA (5 miles from View Park, CA)
- 25 days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 25 days ago
Qualifications & Skills Secured and Unsecured Credit Card industry experience AML/BSA experience Certified Regulatory Compliance Manager (CRCM), preferred....
- Los Angeles, CA (5 miles from View Park, CA)
- 30+ days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 30+ days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
AVP, Deposit Compliance Officer
- Los Angeles, CA (5 miles from View Park, CA)
- 30+ days ago
- Los Angeles, CA (5 miles from View Park, CA)
- 30+ days ago
People Drive Our Success Are you enthusiastic, highly motivated, and have a strong work ethic? If yes, come join our team! At Cathay Bank – we strive to provide a caring culture that supports your...
Demographic Data for View Park, CA
Moving to View Park, CA? Find some basic demographic data about View Park, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in View Park, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in View Park, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- National Pollutant Discharge Elimination System
- Stormwater Pollution Prevention Plan
- Equity Research
- Equities
- Private Banking
- Institutional Review Board
- Know Your Customer
- BSA
- OFAC
- Fixed Income
- USDA
- Internal Control
- Wealth Management
- Capital Markets
- Securities and Exchange Commission
- Lending
- Mortgage Processing
- Anti-Money Laundering
- Financial Services
- Fraud Investigation
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Decision Making
- Implementation
- Written Communication
- Finance
- Auditing
- Microsoft Outlook
- Verbal Communication
- Investigation
- Interpersonal Skills
- Collaboration
- Documentation
- Reporting
- Policy Development
- Coaching
- Filing
- Microsoft PowerPoint
- Problem Solving
- Bachelor's Degree
- Microsoft Office
- Regulations
- Project Management
- Microsoft Excel
- Research Skills
- Staff Supervision
- Organization
- Customer Service
- Scheduling
- Computer Skills
- Leadership
- Communication Skills
- Spill Prevention, Control & Countermeasure
- Control & Countermeasure
- Tila Respa Integrated Disclosures
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