Compliance Manager Jobs in Simi Valley, CA
- Axos Bank
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 60+ days ago
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 60+ days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
In Person- Axos Bank
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 90+ days ago
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 90+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
In PersonDemographic Data for Simi Valley, CA
Moving to Simi Valley, CA? Find some basic demographic data about Simi Valley, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Simi Valley, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Simi Valley, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Nationwide Mortgage Licensing System & Registry
- Equities
- Environmental Regulations
- Know Your Customer
- Wealth Management
- BSA
- OFAC
- Investment Banking
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Decision Making
- Accounting
- Verbal Communication
- Reporting
- Investigation
- Policy Development
- Microsoft PowerPoint
- Employee Development
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Sales
- Computer Skills
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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