Compliance Manager Jobs in Simi Valley, CA
Ethics and Compliance Director - Diabetes
- Medtronic
- Northridge, CA (13 miles from Simi Valley, CA)
- 14 days ago
- Northridge, CA (13 miles from Simi Valley, CA)
- 14 days ago
We anticipate the application window for this opening will close on - 5 Jan 2026 At Medtronic you can begin a life-long career of exploration and innovation, while helping champion healthcare...
In Person- Axos Bank
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 60+ days ago
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 60+ days ago
Responsibilities: Develop, enhance or lead scheduled loan level documentation reviews, kick off meetings, transactional testing, risk assessments on all lending products through focused and random sample...
In Person- Axos Bank
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 60+ days ago
- Woodland Hills, CA (12 miles from Simi Valley, CA)
- 60+ days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
In PersonDemographic Data for Simi Valley, CA
Moving to Simi Valley, CA? Find some basic demographic data about Simi Valley, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Simi Valley, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Simi Valley, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Equity Research
- Mortgage Servicing
- Equities
- Alternative Investments
- Know Your Customer
- Nationwide Mortgage Licensing System & Registry
- BSA
- Investment Banking
- OFAC
- Securities and Exchange Commission
- Environmental Compliance
- Capital Markets
- Internal Control
- Anti-Money Laundering
- Lending
- Mortgage Processing
- Fraud Investigation
- Financial Services
- Due Diligence
- Resolution
- Complaint Resolution
- Strategy Development
- Change Management
- Risk Management
- Finance
- Written Communication
- Auditing
- Collaboration
- Implementation
- Documentation
- Accounting
- Verbal Communication
- Reporting
- Interpersonal Skills
- Investigation
- Policy Development
- Coaching
- Microsoft PowerPoint
- Bachelor's Degree
- Filing
- Project Management
- Regulations
- Research Skills
- Microsoft Office
- Time Management
- Computer Skills
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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