Compliance Manager Jobs in Placentia, CA
- Santa Ana, CA (9 miles from Placentia, CA)
- 1 day ago
- Santa Ana, CA (9 miles from Placentia, CA)
- 1 day ago
) in conjunction with the USA PATRIOT Act, Anti-Money Laundering (AML) and Customer Information Program (CIP), Right to Financial Privacy Act (RFPA, state and federal) and Community Reinvestment Act...
- Los Angeles, CA (23 miles from Placentia, CA)
- 2 days ago
- Los Angeles, CA (23 miles from Placentia, CA)
- 2 days ago
An employer sitting in Los Angeles, CA is looking to hire a hybrid Accounting Compliance Manager to help support accounting research and business controls....
- Los Angeles, CA (23 miles from Placentia, CA)
- 8 days ago
- Los Angeles, CA (23 miles from Placentia, CA)
- 8 days ago
Responsibilities: Oversight of scheduled loan level documentation reviews, regulatory change management communication, and transactional testing on all lending products through focused and random sample...
410-Compliance - 1460-410 Comm Compliance Coordinator
- Laguna Woods, CA (20 miles from Placentia, CA)
- 10 days ago
- Laguna Woods, CA (20 miles from Placentia, CA)
- 10 days ago
Village Management Services, Inc.'s mission is to serve the residents of Laguna Woods Village with the highest level of customer service and professionalism, making Laguna Woods Village the...
Fair Banking Compliance Officer
- Rancho Cucamonga, CA (23 miles from Placentia, CA)
- 15 days ago
- Rancho Cucamonga, CA (23 miles from Placentia, CA)
- 15 days ago
Familiarity with Fair Lending Wiz or equivalent software. CERTIFICATES, LICENSES, REGISTRATIONS Certified Regulatory Compliance Manager (CRCM) Certification is preferred....
Manager, Compliance Assurance & Automation
- Los Angeles, CA (23 miles from Placentia, CA)
- 15 days ago
- Los Angeles, CA (23 miles from Placentia, CA)
- 15 days ago
DoorDash is hiring an experienced compliance auditor to help us build a new compliance second-line-of-defense function that will redefine how compliance assurance is done. This high-visibility...
- Newport Beach, CA (19 miles from Placentia, CA)
- 16 days ago
- Newport Beach, CA (19 miles from Placentia, CA)
- 16 days ago
Job Description: Providing for loved ones, planning rewarding retirements, saving enough for whatever lies ahead our policyholders count on us to be there when it matters most. Its a big ask, but...
- Foothill Ranch, CA (15 miles from Placentia, CA)
- 16 days ago
- Foothill Ranch, CA (15 miles from Placentia, CA)
- 16 days ago
Duties and Responsibilities: Coordinate Import Operations: Manage the end-to-end import process for high-volume and/or complex transactions, including data entry and documentation through...
Franchise Compliance Coordinator
- Santa Fe Springs, CA (12 miles from Placentia, CA)
- 19 days ago
- Santa Fe Springs, CA (12 miles from Placentia, CA)
- 19 days ago
Fuji Food Products is a leading manufacturer and nationwide distributor of fresh savory foods. We are the largest manufacturer and distributor of packaged sushi in the country. Under recognized...
Compliance AND Operations Manager
- Los Angeles, CA (23 miles from Placentia, CA)
- 20 days ago
- Los Angeles, CA (23 miles from Placentia, CA)
- 20 days ago
Insight Global is looking for a Compliance/Operations Manager for an investment firm in Los Angelos, CA. As a Compliance Officer, you will be responsible for ensuring our firm's compliance with...
- Carson, CA (23 miles from Placentia, CA)
- 21 days ago
- Carson, CA (23 miles from Placentia, CA)
- 21 days ago
FTZ COMPLIANCE SUPERVISOR The FTZ Compliance Supervisor is responsible for ensuring FTZ compliance in partnership with the facility Operation Management team. Text DELIVER to 88300 to apply or...
- Lakewood, CA (16 miles from Placentia, CA)
- 23 days ago
- Lakewood, CA (16 miles from Placentia, CA)
- 23 days ago
Complies with all State and Federal Banking regulatory requirements, including but not limited to: BSA, Anti-Money Laundering OFAC, CIP, Financial Elder Abuse Reporting, Sexual Harassment, Information...
Regulatory Affairs Manager (97.25)
- San Dimas, CA (16 miles from Placentia, CA)
- 30+ days ago
- San Dimas, CA (16 miles from Placentia, CA)
- 30+ days ago
Golden State Water Company is one of the largest investor-owned water utilities in the United States. We deliver quality, reliable water to more than 1 million people in over 80 communities...
Regional Compliance Coordinator (Los Angeles Region)
- Los Angeles, CA (23 miles from Placentia, CA)
- 30+ days ago
- Los Angeles, CA (23 miles from Placentia, CA)
- 30+ days ago
WinnCompanies is searching for an agile and dynamic Regional Compliance Coordinator to join our Affordable Housing Operations Team to support multiple sites with approximately 3,100 total units in...
- Los Angeles, CA (23 miles from Placentia, CA)
- 30+ days ago
- Los Angeles, CA (23 miles from Placentia, CA)
- 30+ days ago
Extensive working knowledge of regulatory reporting software and processes, including CRA/HMDA required, and knowledge of Call Code/TFR Reporting, Retail Operations, Commercial & Consumer Lending, and...
Demographic Data for Placentia, CA
Moving to Placentia, CA? Find some basic demographic data about Placentia, CA below.
Compliance Manager Online Courses and Training Opportunities
Salary for Compliance Manager Jobs in Placentia, CA
Required or preferred licenses and certifications for Compliance Manager positions.
Highest Education Level
Compliance Managers in Placentia, CA offer the following education backgroundQualifications / Skill Sets
The following top skills are often required or desired to land a Compliance Manager position
- Reduction in Force
- Commercial Banking
- Mortgage Servicing
- Equities
- Equity Research
- Fixed Income
- Know Your Customer
- Consumer Lending
- BSA
- OFAC
- Capital Markets
- Securities and Exchange Commission
- Internal Control
- Lending
- Anti-Money Laundering
- Fraud Investigation
- Mortgage Processing
- Financial Services
- Due Diligence
- Resolution
- Strategy Development
- Risk Management
- Finance
- Analytical Skills
- Written Communication
- Implementation
- Auditing
- Documentation
- Verbal Communication
- Data Analysis
- Collaboration
- Interpersonal Skills
- Investigation
- Reporting
- Coaching
- Employee Development
- Regulations
- Bachelor's Degree
- Policy Development
- Microsoft PowerPoint
- Filing
- Project Management
- Time Management
- Research Skills
- Microsoft Office
- Staff Supervision
- Microsoft Excel
- Customer Service
- Problem Solving
- Teamwork
- Scheduling
- Leadership
- Communication Skills
- Tila Respa Integrated Disclosures
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